# Sword and Shield Solutions LLC

> Sword and Shield Solutions LLC is a state-registered investment advisory firm, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 333123
- Filed as: SWORD AND SHIELD SOLUTIONS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Minnesota
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/333123
- AdvisorCensus page: https://advisorcensus.com/firm/sword-and-shield-solutions-llc-333123

## Quick answers

**How is Sword and Shield Solutions LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sword and Shield Solutions LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Sword and Shield Solutions LLC registered with the SEC or a state?**
Sword and Shield Solutions LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 333123.

**How much does Sword and Shield Solutions LLC manage?**
Sword and Shield Solutions LLC reports $300,000 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (0% discretionary).

**What types of clients does Sword and Shield Solutions LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1).

**Does Sword and Shield Solutions LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/333123

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $300,000
- Discretionary: $0
- Non-discretionary: $300,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $300,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- substack.com/@themarketforge
- swordandshieldsolutions.com
- themarketforge.com
- themarketforgestrategy.kit.com/bfd3b7a3da
- Facebook @SwordAndShieldSolutions
- Facebook @TheMarketForge
- Instagram @themarketforge
- X @TheMarketForge
- YouTube @TheMarketForge

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sword and Shield Solutions LLC (CRD 333123): Form ADV filing data as of October 2026.