# Switchpoint Financial Planning LLC

> Switchpoint Financial Planning LLC is an SEC-registered investment advisory firm in Lehi, UT, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 282856
- Filed as: SWITCHPOINT FINANCIAL PLANNING LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lehi, UT
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282856
- AdvisorCensus page: https://advisorcensus.com/firm/switchpoint-financial-planning-llc-lehi-ut-282856

## Quick answers

**How is Switchpoint Financial Planning LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Switchpoint Financial Planning LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Switchpoint Financial Planning LLC located?**
Switchpoint Financial Planning LLC's principal office is in Lehi, UT, according to its Form ADV.

**Is Switchpoint Financial Planning LLC registered with the SEC or a state?**
Switchpoint Financial Planning LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 282856.

**How much does Switchpoint Financial Planning LLC manage?**
Switchpoint Financial Planning LLC reports $367,109,076 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (98% discretionary).

**How have Switchpoint Financial Planning LLC's assets and staff changed since 2022?**
In the Form ADV data for Switchpoint Financial Planning LLC: Regulatory assets under management: $129,688,276 in the October 2022 data and $367,109,076 in the October 2026 data, up 183%. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Switchpoint Financial Planning LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (66); individuals (other than high net worth individuals) (34); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Switchpoint Financial Planning LLC use?**
Switchpoint Financial Planning LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Switchpoint Financial Planning LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282856

**Does Switchpoint Financial Planning LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "We do not have a minimum account size requirement."

**What changed in Switchpoint Financial Planning LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $281,485,944 to $367,109,076 (+30%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: None

> We do not have a minimum account size requirement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $367,109,076
- Discretionary: $360,786,258
- Non-discretionary: $6,322,818

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 34 | $23,760,110 |
| High net worth individuals | 66 | $341,711,794 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $1,095,102 |
| Charitable organizations | 1 | $542,070 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, TX, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- switchpointfinancial.com
- Facebook @SWITCHPOINTFINANCIAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $129,688,276 | 3 | April 15, 2022 |
| October 2023 | $156,872,918 | 3 | March 23, 2023 |
| October 2024 | $227,356,165 | 4 | March 15, 2024 |
| October 2025 | $281,485,944 | 3 | March 28, 2025 |
| October 2026 | $367,109,076 | 3 | March 31, 2026 |

Regulatory assets under management: $129,688,276 in the October 2022 data and $367,109,076 in the October 2026 data, up 183%.
Total employees: 3 in October 2022 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 3.
- Regulatory assets under management went from $281,485,944 to $367,109,076 (+30%).

### January 2026
- No longer registered or notice-filed in KY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Switchpoint Financial Planning LLC (CRD 282856): Form ADV filing data as of October 2026.