# Swiss Finance Private Wealth Management LLC

> Swiss Finance Private Wealth Management LLC is an SEC-registered investment advisory firm in Southbury, CT, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 20, 2026.

- CRD: 342936
- Filed as: SWISS FINANCE PRIVATE WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Southbury, CT
- Filing period: October 2026
- Form ADV filing dated: July 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/342936
- AdvisorCensus page: https://advisorcensus.com/firm/swiss-finance-private-wealth-management-llc-southbury-ct-342936

## Quick answers

**How is Swiss Finance Private Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Swiss Finance Private Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Swiss Finance Private Wealth Management LLC located?**
Swiss Finance Private Wealth Management LLC's principal office is in Southbury, CT, according to its Form ADV.

**Is Swiss Finance Private Wealth Management LLC registered with the SEC or a state?**
Swiss Finance Private Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 342936.

**How much does Swiss Finance Private Wealth Management LLC manage?**
Swiss Finance Private Wealth Management LLC reports $101,191,274 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (100% discretionary).

**Does Swiss Finance Private Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342936

**Does Swiss Finance Private Wealth Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 6, 2026 says: "The Firm does not impose a minimum account size."

**What changed in Swiss Finance Private Wealth Management LLC's recent Form ADV filings?**
In the September 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 6, 2026)

- Account minimum: None

> The Firm does not impose a minimum account size.

- Minimum annual fee: $10,000

> The Firm applies a minimum annual fee of $10,000, so that a client's total fee is the greater of the applicable fees or $10,000.

> The minimum may be reduced or waived at the Firm's discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $101,191,274
- Discretionary: $101,191,274
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Corporations or other businesses not listed above | Fewer than 5 | $101,191,274 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 7 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- swissfinancewealth.com

## Changes in the filing (last 12 months)

### September 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Swiss Finance Private Wealth Management LLC (CRD 342936): Form ADV filing data as of October 2026.