{
  "crd_number": 342936,
  "slug": "swiss-finance-private-wealth-management-llc-southbury-ct-342936",
  "primary_business_name": "SWISS FINANCE PRIVATE WEALTH MANAGEMENT LLC",
  "legal_name": "SWISS FINANCE PRIVATE WEALTH MANAGEMENT LLC",
  "dbas": [],
  "city": "Southbury",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "47930",
  "metro": {
    "cbsa_code": "47930",
    "common_name": "Waterbury",
    "msa_name": "Waterbury-Shelton, CT",
    "path": "/advisors/ct/waterbury"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2026-08-05",
  "years_registered": 0,
  "period": "2026-10-01",
  "filing_date": "2026-07-20",
  "carried_forward": false,
  "raum_total": 101191274.0,
  "raum_discretionary": 101191274.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 7,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "corporations_other_businesses": {
      "raum": 101191274.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT"
  ],
  "websites": [
    "https://swissfinancewealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/342936",
  "city_as_filed": "SOUTHBURY",
  "url": "https://advisorcensus.com/firm/swiss-finance-private-wealth-management-llc-southbury-ct-342936",
  "display_name": "Swiss Finance Private Wealth Management LLC",
  "summary": "Swiss Finance Private Wealth Management LLC is an SEC-registered investment advisory firm in Southbury, CT, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 20, 2026.",
  "citation": "AdvisorCensus. Swiss Finance Private Wealth Management LLC (CRD 342936): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Swiss Finance Private Wealth Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Swiss Finance Private Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Swiss Finance Private Wealth Management LLC located?",
      "a": "Swiss Finance Private Wealth Management LLC's principal office is in Southbury, CT, according to its Form ADV."
    },
    {
      "q": "Is Swiss Finance Private Wealth Management LLC registered with the SEC or a state?",
      "a": "Swiss Finance Private Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 342936."
    },
    {
      "q": "How much does Swiss Finance Private Wealth Management LLC manage?",
      "a": "Swiss Finance Private Wealth Management LLC reports $101,191,274 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (100% discretionary)."
    },
    {
      "q": "Does Swiss Finance Private Wealth Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342936"
    },
    {
      "q": "Does Swiss Finance Private Wealth Management LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 6, 2026 says: \"The Firm does not impose a minimum account size.\""
    },
    {
      "q": "What changed in Swiss Finance Private Wealth Management LLC's recent Form ADV filings?",
      "a": "In the September 2026 filing data: Newly registered with the SEC."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 6, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": "$10,000",
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "The Firm does not impose a minimum account size."
        ]
      },
      {
        "label": "Minimum annual fee",
        "statements": [
          "Minimum annual fee: $10,000"
        ],
        "quotes": [
          "The Firm applies a minimum annual fee of $10,000, so that a client's total fee is the greater of the applicable fees or $10,000.",
          "The minimum may be reduced or waived at the Firm's discretion."
        ]
      }
    ],
    "quotes": [
      "The Firm does not impose a minimum account size.",
      "The Firm applies a minimum annual fee of $10,000, so that a client's total fee is the greater of the applicable fees or $10,000.",
      "The minimum may be reduced or waived at the Firm's discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/swiss-finance-private-wealth-management-llc-southbury-ct-342936.md",
  "clients": [
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 101191274.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/342936",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}