{
  "crd_number": 269906,
  "slug": "swiss-alpine-wealth-management-llc-wilmington-de-269906",
  "primary_business_name": "SWISS ALPINE WEALTH MANAGEMENT LLC",
  "legal_name": "SWISS ALPINE WEALTH MANAGEMENT LLC",
  "dbas": [],
  "city": "Wilmington",
  "state": "DE",
  "country": "United States",
  "cbsa_code": "37980",
  "metro": {
    "cbsa_code": "37980",
    "common_name": "Philadelphia",
    "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD",
    "path": "/advisors/pa/philadelphia"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2015-07-24",
  "years_registered": 11,
  "period": "2026-10-01",
  "filing_date": "2026-02-24",
  "carried_forward": false,
  "raum_total": 1772504.0,
  "raum_discretionary": 1772504.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 1772504.0,
      "count": 6
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 0.0,
      "count": 0
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://swissalpinewealthmanagement.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/269906",
  "city_as_filed": "WILMINGTON",
  "url": "https://advisorcensus.com/firm/swiss-alpine-wealth-management-llc-wilmington-de-269906",
  "display_name": "Swiss Alpine Wealth Management LLC",
  "summary": "Swiss Alpine Wealth Management LLC is an SEC-registered investment advisory firm in Wilmington, DE, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 24, 2026.",
  "citation": "AdvisorCensus. Swiss Alpine Wealth Management LLC (CRD 269906): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Swiss Alpine Wealth Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Swiss Alpine Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Swiss Alpine Wealth Management LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated February 24, 2026 states: Up to $250,000: 1.5% a year; $250,001 to $500,000: 1.25% a year; $500,001 to $750,000: 1% a year; Above $750,001: 0.75% a year; Flat fee: $1,200 to $3,000 (financial planning services); Hourly rate: $200 an hour (consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Swiss Alpine Wealth Management LLC located?",
      "a": "Swiss Alpine Wealth Management LLC's principal office is in Wilmington, DE, according to its Form ADV."
    },
    {
      "q": "Is Swiss Alpine Wealth Management LLC registered with the SEC or a state?",
      "a": "Swiss Alpine Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 269906."
    },
    {
      "q": "How much does Swiss Alpine Wealth Management LLC manage?",
      "a": "Swiss Alpine Wealth Management LLC reports $1,772,504 in regulatory assets under management in its Form ADV filing dated February 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have Swiss Alpine Wealth Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Swiss Alpine Wealth Management LLC: Regulatory assets under management: $672,906 in the October 2021 data and $1,772,504 in the October 2026 data, up 163%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Swiss Alpine Wealth Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (6)."
    },
    {
      "q": "Which custodians does Swiss Alpine Wealth Management LLC use?",
      "a": "Swiss Alpine Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Swiss Alpine Wealth Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/269906"
    },
    {
      "q": "Does Swiss Alpine Wealth Management LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 24, 2026 says: \"Currently, there is not a minimum account size required to establish services with Swiss Alpine Wealth Management.\" \"There are no minimum investment amounts or conditions required for establishing an account managed by Swiss Alpine Wealth Management.\""
    },
    {
      "q": "What changed in Swiss Alpine Wealth Management LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $1,594,298 to $1,772,504 (+11%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 672906.0,
      "total_employees": 1,
      "filing_date": "2021-01-29"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1594290.0,
      "total_employees": 1,
      "filing_date": "2022-03-04"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1100493.0,
      "total_employees": 1,
      "filing_date": "2023-03-10"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1238926.0,
      "total_employees": 1,
      "filing_date": "2024-03-06"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1594298.0,
      "total_employees": 1,
      "filing_date": "2025-02-20"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1772504.0,
      "total_employees": 1,
      "filing_date": "2026-02-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $1,594,298 to $1,772,504 (+11%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 24, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $250,000",
        "rate": "1.5%"
      },
      {
        "band": "$250,001 to $500,000",
        "rate": "1.25%"
      },
      {
        "band": "$500,001 to $750,000",
        "rate": "1%"
      },
      {
        "band": "Above $750,001",
        "rate": "0.75%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $1,200 to $3,000 (financial planning services)",
      "Hourly rate: $200 an hour (consulting services)"
    ],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $250,000: 1.5% a year",
          "$250,001 to $500,000: 1.25% a year",
          "$500,001 to $750,000: 1% a year",
          "Above $750,001: 0.75% a year"
        ],
        "quotes": [
          "For my asset management services, client will be charged the following annual fee based upon the amount of assets under management: Assets Under Management Annual Fees Under $250,000 1.50% $250,001 – $500,000 1.25% $500,001 – $750,000 1.00% Above $750,001 0.75%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Currently, there is not a minimum account size required to establish services with Swiss Alpine Wealth Management.",
          "There are no minimum investment amounts or conditions required for establishing an account managed by Swiss Alpine Wealth Management."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,200 to $3,000 (financial planning services)"
        ],
        "quotes": [
          "Swiss Alpine Wealth Management provides financial planning services under a fixed fee arrangement. A mutually agreed upon fixed fee is charged for financial planning services under this arrangement. There is a range in the amount of the fixed fee charged by Swiss Alpine Wealth Management for financial planning services. The minimum fixed fee is generally $1,200, and the maximum fixed fee is generally no more than $3,000."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $200 an hour (consulting services)"
        ],
        "quotes": [
          "Swiss Alpine Wealth Management provides consulting services under an hourly fee arrangement. An hourly fee of $200 per hour is charged by Swiss Alpine Wealth Management for consulting services."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 250000.0,
          "rate_pct": 1.5
        },
        {
          "min": 250001.0,
          "max": 500000.0,
          "rate_pct": 1.25
        },
        {
          "min": 500001.0,
          "max": 750000.0,
          "rate_pct": 1.0
        },
        {
          "min": 750001.0,
          "max": null,
          "rate_pct": 0.75
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 1200.0,
          "max": 3000.0,
          "period": "one_time",
          "service": "financial planning services"
        },
        {
          "kind": "hourly",
          "amount": 200.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "consulting services"
        }
      ]
    },
    "quotes": [
      "For my asset management services, client will be charged the following annual fee based upon the amount of assets under management: Assets Under Management Annual Fees Under $250,000 1.50% $250,001 – $500,000 1.25% $500,001 – $750,000 1.00% Above $750,001 0.75%",
      "Currently, there is not a minimum account size required to establish services with Swiss Alpine Wealth Management.",
      "There are no minimum investment amounts or conditions required for establishing an account managed by Swiss Alpine Wealth Management.",
      "Swiss Alpine Wealth Management provides financial planning services under a fixed fee arrangement. A mutually agreed upon fixed fee is charged for financial planning services under this arrangement. There is a range in the amount of the fixed fee charged by Swiss Alpine Wealth Management for financial planning services. The minimum fixed fee is generally $1,200, and the maximum fixed fee is generally no more than $3,000.",
      "Swiss Alpine Wealth Management provides consulting services under an hourly fee arrangement. An hourly fee of $200 per hour is charged by Swiss Alpine Wealth Management for consulting services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Interactive Brokers LLC",
      "name_as_filed": "INTERACTIVE BROKERS LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/swiss-alpine-wealth-management-llc-wilmington-de-269906.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 6,
      "fewer_than_5": false,
      "raum": 1772504.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/269906",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}