{
  "crd_number": 170302,
  "slug": "sway-ventures-management-llc-newport-beach-ca-170302",
  "primary_business_name": "SWAY VENTURES MANAGEMENT LLC",
  "legal_name": "SWAY VENTURES MANAGEMENT LLC",
  "dbas": [],
  "city": "Newport Beach",
  "state": "CA",
  "country": "United States",
  "cbsa_code": "31080",
  "metro": {
    "cbsa_code": "31080",
    "common_name": "Los Angeles",
    "msa_name": "Los Angeles-Long Beach-Anaheim, CA",
    "path": "/advisors/ca/los-angeles"
  },
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2014-02-05",
  "years_registered": 12,
  "period": "2026-10-01",
  "filing_date": "2026-06-16",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://facebook.com/SWAYCAPITAL",
    "https://instagram.com/SWAYCAPITAL",
    "https://linkedin.com/COMPANY/SWAYCAPITAL",
    "https://sway.capital",
    "https://vimeo.com/swaycapital",
    "https://x.com/sway_capital",
    "https://youtube.com/@SWAYCAPITAL"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170302",
  "city_as_filed": "NEWPORT BEACH",
  "url": "https://advisorcensus.com/firm/sway-ventures-management-llc-newport-beach-ca-170302",
  "display_name": "Sway Ventures Management LLC",
  "summary": "Sway Ventures Management LLC is an exempt reporting adviser in Newport Beach, CA, filing reports since 2014. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. Sway Ventures Management LLC (CRD 170302): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is Sway Ventures Management LLC located?",
      "a": "Sway Ventures Management LLC's principal office is in Newport Beach, CA, according to its Form ADV."
    },
    {
      "q": "How does Sway Ventures Management LLC report to regulators?",
      "a": "Sway Ventures Management LLC is an exempt reporting adviser, filing reports since 2014. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 170302."
    },
    {
      "q": "Does Sway Ventures Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/170302"
    },
    {
      "q": "What changed in Sway Ventures Management LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: No longer lists an office in Newport Beach, CA. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-06-06"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-06-16"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "No longer lists an office in Newport Beach, CA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/sway-ventures-management-llc-newport-beach-ca-170302.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/170302",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}