# Swander Pace Capital

> Swander Pace Capital is an SEC-registered investment advisory firm in Bedminster, NJ, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 157259
- Filed as: SWANDER PACE CAPITAL
- Legal name: SPC Management Co., Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bedminster, NJ
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157259
- AdvisorCensus page: https://advisorcensus.com/firm/swander-pace-capital-bedminster-nj-157259

## Quick answers

**How is Swander Pace Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Swander Pace Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Swander Pace Capital located?**
Swander Pace Capital's principal office is in Bedminster, NJ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Swander Pace Capital registered with the SEC or a state?**
Swander Pace Capital is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157259.

**How much does Swander Pace Capital manage?**
Swander Pace Capital reports $959,556,754 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have Swander Pace Capital's assets and staff changed since 2021?**
In the Form ADV data for Swander Pace Capital: Regulatory assets under management: $1,010,832,029 in the October 2021 data and $959,556,754 in the October 2026 data, down 5%. Total employees: 21 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Swander Pace Capital serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).

**Does Swander Pace Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157259

**What changed in Swander Pace Capital's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 18 to 17. Regulatory assets under management went from $1,091,182,298 to $959,556,754 (-12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $959,556,754
- Discretionary: $959,556,754
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $959,556,754 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 18 total, 17 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- San Francisco, CA

### Websites listed on Form ADV (Item 1.I)
- spcap.com
- LinkedIn @swander-pace-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,010,832,029 | 21 | March 30, 2021 |
| October 2022 | $1,257,118,317 | 20 | March 28, 2022 |
| October 2023 | $1,363,316,838 | 19 | March 30, 2023 |
| October 2024 | $1,165,086,284 | 20 | March 27, 2024 |
| October 2025 | $1,091,182,298 | 19 | March 18, 2025 |
| October 2026 | $959,556,754 | 18 | March 23, 2026 |

Regulatory assets under management: $1,010,832,029 in the October 2021 data and $959,556,754 in the October 2026 data, down 5%.
Total employees: 21 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 18 to 17.
- Regulatory assets under management went from $1,091,182,298 to $959,556,754 (-12%).

### January 2026
- Added an office in San Francisco, CA.
- No longer lists an office in Bedminster, NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Swander Pace Capital (CRD 157259): Form ADV filing data as of October 2026.
