# Swan Retirement Strategies

> Swan Retirement Strategies is a state-registered investment advisory firm in Sarasota, FL, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 16, 2026.

- CRD: 332099
- Filed as: SWAN RETIREMENT STRATEGIES
- Legal name: Swan Investment Strategies, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Sarasota, FL
- Filing period: October 2026
- Form ADV filing dated: February 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/332099
- AdvisorCensus page: https://advisorcensus.com/firm/swan-retirement-strategies-sarasota-fl-332099

## Quick answers

**How is Swan Retirement Strategies compensated?**
On its Form ADV (Item 5.E, October 2026), Swan Retirement Strategies reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Swan Retirement Strategies located?**
Swan Retirement Strategies' principal office is in Sarasota, FL, according to its Form ADV.

**Is Swan Retirement Strategies registered with the SEC or a state?**
Swan Retirement Strategies is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 332099.

**How much does Swan Retirement Strategies manage?**
Swan Retirement Strategies reports $48,038,000 in regulatory assets under management in its Form ADV filing dated February 16, 2026 (99% discretionary).

**What types of clients does Swan Retirement Strategies serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (128); high net worth individuals (27); corporations or other businesses not listed above (7).

**Does Swan Retirement Strategies report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/332099

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $48,038,000
- Discretionary: $47,496,000
- Non-discretionary: $542,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 128 | $26,739,000 |
| High net worth individuals | 27 | $18,427,000 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $542,000 |
| Corporations or other businesses not listed above | 7 | $2,330,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [swanretirementstrategies.com/swan](https://swanretirementstrategies.com/swan)
- [swanstrategies.com](https://swanstrategies.com)
- Facebook @SWANRETIREMENTSTRATEGIES
- Instagram @swanretirementstrategies
- LinkedIn @MURRELL-WINTER-08A52460
- YouTube @UCyBT-SUSy3zvlm5yMngYhKg

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Swan Retirement Strategies (CRD 332099): Form ADV filing data as of October 2026.