# SW Investment Management LLC

> SW Investment Management LLC is an SEC-registered investment advisory firm in Telluride, CO, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 289857
- Filed as: SW INVESTMENT MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Telluride, CO
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289857
- AdvisorCensus page: https://advisorcensus.com/firm/sw-investment-management-llc-telluride-co-289857

## Quick answers

**How is SW Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), SW Investment Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does SW Investment Management LLC charge?**
Its Form ADV Part 2A brochure dated March 19, 2026 states: Asset-based fee: 1.5% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is SW Investment Management LLC located?**
SW Investment Management LLC's principal office is in Telluride, CO, according to its Form ADV.

**Is SW Investment Management LLC registered with the SEC or a state?**
SW Investment Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 289857.

**How much does SW Investment Management LLC manage?**
SW Investment Management LLC reports $698,510,360 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**How have SW Investment Management LLC's assets and staff changed since 2021?**
In the Form ADV data for SW Investment Management LLC: Regulatory assets under management: $309,297,390 in the October 2021 data and $698,510,360 in the October 2026 data, up 126%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does SW Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does SW Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289857

**What changed in SW Investment Management LLC's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 19, 2026)

- Asset-based fee: 1.5% of assets a year

> The Management Fee is 1.5% per annum of the Fund’s net assets under management.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $698,510,360
- Discretionary: $698,510,360
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $698,510,360 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (5 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $309,297,390 | 1 | March 30, 2021 |
| October 2022 | $450,467,834 | 1 | March 8, 2022 |
| October 2023 | $423,475,634 | 1 | March 27, 2023 |
| October 2024 | $438,411,189 | 1 | March 26, 2024 |
| October 2025 | $651,470,039 | 1 | March 13, 2025 |
| October 2026 | $698,510,360 | 1 | March 19, 2026 |

Regulatory assets under management: $309,297,390 in the October 2021 data and $698,510,360 in the October 2026 data, up 126%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. SW Investment Management LLC (CRD 289857): Form ADV filing data as of October 2026.