# Sursum Financial LLC

> Sursum Financial LLC is a state-registered investment advisory firm in Old Saybrook, CT, registered since 2022, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 20, 2026.

- CRD: 317529
- Filed as: SURSUM FINANCIAL  LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Old Saybrook, CT
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/317529
- AdvisorCensus page: https://advisorcensus.com/firm/sursum-financial-llc-old-saybrook-ct-317529

## Quick answers

**How is Sursum Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sursum Financial LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sursum Financial LLC located?**
Sursum Financial LLC's principal office is in Old Saybrook, CT, according to its Form ADV.

**Is Sursum Financial LLC registered with the SEC or a state?**
Sursum Financial LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 317529.

**How much does Sursum Financial LLC manage?**
Sursum Financial LLC reports $3,330,944 in regulatory assets under management in its Form ADV filing dated March 20, 2026 (100% discretionary).

**What types of clients does Sursum Financial LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8); high net worth individuals (3); charitable organizations (1).

**Does Sursum Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/317529

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $3,330,944
- Discretionary: $3,330,944
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $2,249,726 |
| High net worth individuals | 3 | $913,740 |
| Charitable organizations | 1 | $167,478 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sursum Financial LLC (CRD 317529): Form ADV filing data as of October 2026.