# Surety Investment Services

> Surety Investment Services is a state-registered investment advisory firm in Los Angeles, CA, registered since 1997, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated January 6, 2026.

- CRD: 135295
- Filed as: SURETY INVESTMENT SERVICES
- Legal name: Surety Investment Services, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Los Angeles, CA
- Filing period: October 2026
- Form ADV filing dated: January 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/135295
- AdvisorCensus page: https://advisorcensus.com/firm/surety-investment-services-los-angeles-ca-135295

## Quick answers

**How is Surety Investment Services compensated?**
On its Form ADV (Item 5.E, October 2026), Surety Investment Services reports these compensation arrangements: a percentage of assets under its management.

**Where is Surety Investment Services located?**
Surety Investment Services' principal office is in Los Angeles, CA, according to its Form ADV.

**Is Surety Investment Services registered with the SEC or a state?**
Surety Investment Services is a state-registered investment advisory firm, registered since 1997. Status as filed: APPROVED. CRD 135295.

**How much does Surety Investment Services manage?**
Surety Investment Services reports $62,667,206 in regulatory assets under management in its Form ADV filing dated January 6, 2026 (100% discretionary).

**What types of clients does Surety Investment Services serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (61); individuals (other than high net worth individuals) (53).

**Does Surety Investment Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/135295

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $62,667,206
- Discretionary: $62,667,206
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 53 | $12,469,582 |
| High net worth individuals | 61 | $50,197,624 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1997 (29 years)
- Employees: 4 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- suretyinvestments.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Surety Investment Services (CRD 135295): Form ADV filing data as of October 2026.