# Supreme Alliance LLC

> Supreme Alliance LLC is an SEC-registered investment advisory firm, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 29, 2026.

- CRD: 45348
- Filed as: SUPREME ALLIANCE LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: June 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/45348
- AdvisorCensus page: https://advisorcensus.com/firm/supreme-alliance-llc-45348

## Quick answers

**How is Supreme Alliance LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Supreme Alliance LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions; other.

**How much does Supreme Alliance LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Hourly rate: $500 an hour (Consulting Services/Financial Planning); Flat fee: $500 to $5,000. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Supreme Alliance LLC registered with the SEC or a state?**
Supreme Alliance LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 45348.

**How much does Supreme Alliance LLC manage?**
Supreme Alliance LLC reports $35,314,242 in regulatory assets under management in its Form ADV filing dated June 29, 2026 (55% discretionary).

**How have Supreme Alliance LLC's assets and staff changed since 2021?**
In the Form ADV data for Supreme Alliance LLC: Regulatory assets under management: $15,780,900 in the October 2021 data and $35,314,242 in the October 2026 data, up 124%. Total employees: 16 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Supreme Alliance LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (86); high net worth individuals (23).

**Does Supreme Alliance LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/45348

**What changed in Supreme Alliance LLC's recent Form ADV filings?**
In the July 2026 filing data: Item 11 disclosure answers changed: 2 yes answers, previously 1 (now yes: 11.D(2)). Registered or notice-filed in ME.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Hourly rate: $500 an hour (Consulting Services/Financial Planning)

> If fees are charged on an hourly basis, they may not exceed $500 per hour.

- Flat fee: $500 to $5,000

> Fixed Fee/Flat Fees - $500.00 - $5,000.00 per plan

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $35,314,242
- Discretionary: $19,458,649
- Non-discretionary: $15,855,593

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 86 | $30,099,600 |
| High net worth individuals | 23 | $5,214,642 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 16 total, 15 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, AR, AZ, CA, CO, CT, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NJ, NM, NV, NY, OH, OK, PA, SC, TX, UT, VA, WA, WI, WV
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/45348

### Websites listed on Form ADV (Item 1.I)
- supremealliancellc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $15,780,900 | 16 | August 17, 2021 |
| October 2022 | $15,780,900 | 16 | February 7, 2022 |
| October 2023 | $10,150,600 | 10 | August 23, 2023 |
| October 2024 | $11,061,417 | 13 | August 30, 2024 |
| October 2025 | $18,279,631 | 14 | July 25, 2025 |
| October 2026 | $35,314,242 | 16 | June 29, 2026 |

Regulatory assets under management: $15,780,900 in the October 2021 data and $35,314,242 in the October 2026 data, up 124%.
Total employees: 16 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Item 11 disclosure answers changed: 2 yes answers, previously 1 (now yes: 11.D(2)).
- Registered or notice-filed in ME.

### April 2026
- Employees performing advisory functions went from 11 to 15.
- Regulatory assets under management went from $18,279,631 to $35,314,242 (+93%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Supreme Alliance LLC (CRD 45348): Form ADV filing data as of October 2026.