# Suntx Capital Management Corp.

> Suntx Capital Management Corp. is an SEC-registered investment advisory firm in Dallas, TX, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 161332
- Filed as: SUNTX CAPITAL MANAGEMENT CORP.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/161332
- AdvisorCensus page: https://advisorcensus.com/firm/suntx-capital-management-corp-dallas-tx-161332

## Quick answers

**How is Suntx Capital Management Corp. compensated?**
On its Form ADV (Item 5.E, October 2026), Suntx Capital Management Corp. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Suntx Capital Management Corp. located?**
Suntx Capital Management Corp.'s principal office is in Dallas, TX, according to its Form ADV.

**Is Suntx Capital Management Corp. registered with the SEC or a state?**
Suntx Capital Management Corp. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161332.

**How much does Suntx Capital Management Corp. manage?**
Suntx Capital Management Corp. reports $554,238,756 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Suntx Capital Management Corp.'s assets and staff changed since 2021?**
In the Form ADV data for Suntx Capital Management Corp.: Regulatory assets under management: $1,081,566,586 in the October 2021 data and $554,238,756 in the October 2026 data, down 49%. Total employees: 15 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Suntx Capital Management Corp. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does Suntx Capital Management Corp. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161332

**What changed in Suntx Capital Management Corp.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 8 to 9. Regulatory assets under management went from $470,690,086 to $554,238,756 (+18%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $554,238,756
- Discretionary: $554,238,756
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $554,238,756 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 14 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- suntx.com
- LinkedIn @suntx-capital-partners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,081,566,586 | 15 | April 30, 2021 |
| October 2022 | $646,874,347 | 16 | May 6, 2022 |
| October 2023 | $501,368,083 | 15 | April 14, 2023 |
| October 2024 | $305,738,376 | 14 | March 29, 2024 |
| October 2025 | $470,690,086 | 13 | July 1, 2025 |
| October 2026 | $554,238,756 | 14 | March 30, 2026 |

Regulatory assets under management: $1,081,566,586 in the October 2021 data and $554,238,756 in the October 2026 data, down 49%.
Total employees: 15 in October 2021 and 14 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 8 to 9.
- Regulatory assets under management went from $470,690,086 to $554,238,756 (+18%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Suntx Capital Management Corp. (CRD 161332): Form ADV filing data as of October 2026.