{ "crd_number": 161332, "slug": "suntx-capital-management-corp-dallas-tx-161332", "primary_business_name": "SUNTX CAPITAL MANAGEMENT CORP.", "legal_name": "SUNTX CAPITAL MANAGEMENT CORP.", "dbas": [], "city": "Dallas", "state": "TX", "country": "United States", "cbsa_code": "19100", "metro": { "cbsa_code": "19100", "common_name": "Dallas", "msa_name": "Dallas-Fort Worth-Arlington, TX", "path": "/advisors/tx/dallas" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 554238756.0, "raum_discretionary": 554238756.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 14, "advisory_employees": 9, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 554238756.0, "count": 3 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "TX" ], "websites": [ "https://linkedin.com/company/suntx-capital-partners", "https://suntx.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161332", "city_as_filed": "DALLAS", "url": "https://advisorcensus.com/firm/suntx-capital-management-corp-dallas-tx-161332", "display_name": "Suntx Capital Management Corp.", "summary": "Suntx Capital Management Corp. is an SEC-registered investment advisory firm in Dallas, TX, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Suntx Capital Management Corp. (CRD 161332): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Suntx Capital Management Corp. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Suntx Capital Management Corp. reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Suntx Capital Management Corp. located?", "a": "Suntx Capital Management Corp.'s principal office is in Dallas, TX, according to its Form ADV." }, { "q": "Is Suntx Capital Management Corp. registered with the SEC or a state?", "a": "Suntx Capital Management Corp. is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 161332." }, { "q": "How much does Suntx Capital Management Corp. manage?", "a": "Suntx Capital Management Corp. reports $554,238,756 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Suntx Capital Management Corp.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Suntx Capital Management Corp.: Regulatory assets under management: $1,081,566,586 in the October 2021 data and $554,238,756 in the October 2026 data, down 49%. Total employees: 15 in October 2021 and 14 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Suntx Capital Management Corp. serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3)." }, { "q": "Does Suntx Capital Management Corp. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/161332" }, { "q": "What changed in Suntx Capital Management Corp.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 8 to 9. Regulatory assets under management went from $470,690,086 to $554,238,756 (+18%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1081566586.0, "total_employees": 15, "filing_date": "2021-04-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 646874347.0, "total_employees": 16, "filing_date": "2022-05-06" }, { "period": "2023-10-01", "regulatory_assets_under_management": 501368083.0, "total_employees": 15, "filing_date": "2023-04-14" }, { "period": "2024-10-01", "regulatory_assets_under_management": 305738376.0, "total_employees": 14, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 470690086.0, "total_employees": 13, "filing_date": "2025-07-01" }, { "period": "2026-10-01", "regulatory_assets_under_management": 554238756.0, "total_employees": 14, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 8 to 9.", "Regulatory assets under management went from $470,690,086 to $554,238,756 (+18%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/suntx-capital-management-corp-dallas-tx-161332.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 554238756.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/161332", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }