# Sunstate Wealth Management LLC

> Sunstate Wealth Management LLC is an SEC-registered investment advisory firm in Coral Gables, FL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 15, 2026.

- CRD: 317453
- Filed as: SUNSTATE WEALTH MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Coral Gables, FL
- Filing period: October 2026
- Form ADV filing dated: May 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/317453
- AdvisorCensus page: https://advisorcensus.com/firm/sunstate-wealth-management-llc-coral-gables-fl-317453

## Quick answers

**How is Sunstate Wealth Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sunstate Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sunstate Wealth Management LLC located?**
Sunstate Wealth Management LLC's principal office is in Coral Gables, FL, according to its Form ADV.

**Is Sunstate Wealth Management LLC registered with the SEC or a state?**
Sunstate Wealth Management LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 317453.

**How much does Sunstate Wealth Management LLC manage?**
Sunstate Wealth Management LLC reports $209,762,419 in regulatory assets under management in its Form ADV filing dated May 15, 2026 (0% discretionary).

**How have Sunstate Wealth Management LLC's assets and staff changed since 2022?**
In the Form ADV data for Sunstate Wealth Management LLC: Regulatory assets under management: $110,000,000 in the October 2022 data and $209,762,419 in the October 2026 data, up 91%. Total employees: 3 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sunstate Wealth Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (5); corporations or other businesses not listed above (1).

**Which custodians does Sunstate Wealth Management LLC use?**
Sunstate Wealth Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Sunstate Bank (affiliated with the firm) as a custodian holding 10% or more of its separately managed account assets.

**Does Sunstate Wealth Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/317453

**What changed in Sunstate Wealth Management LLC's recent Form ADV filings?**
In the November 2025 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Sunstate Bank (affiliated with the firm)

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $209,762,419
- Discretionary: $0
- Non-discretionary: $209,762,419

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 5 | $1,600,180 |
| Corporations or other businesses not listed above | 1 | $208,162,239 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2021 (4 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sunstatefl.com/Wealth-Management/Overview

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $110,000,000 | 3 | September 2, 2022 |
| October 2023 | $145,863,976 | 3 | March 7, 2023 |
| October 2024 | $173,322,901 | 4 | March 22, 2024 |
| October 2025 | $184,620,397 | 4 | March 28, 2025 |
| October 2026 | $209,762,419 | 4 | May 15, 2026 |

Regulatory assets under management: $110,000,000 in the October 2022 data and $209,762,419 in the October 2026 data, up 91%.
Total employees: 3 in October 2022 and 4 in October 2026.

## Changes in the filing (last 12 months)

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sunstate Wealth Management LLC (CRD 317453): Form ADV filing data as of October 2026.