# Sunrise Financial Services LLC

> Sunrise Financial Services LLC is an SEC-registered investment advisory firm in Burien, WA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 15, 2026.

- CRD: 325955
- Filed as: SUNRISE FINANCIAL SERVICES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Burien, WA
- Filing period: October 2026
- Form ADV filing dated: April 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/325955
- AdvisorCensus page: https://advisorcensus.com/firm/sunrise-financial-services-llc-burien-wa-325955

## Quick answers

**How is Sunrise Financial Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sunrise Financial Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Sunrise Financial Services LLC located?**
Sunrise Financial Services LLC's principal office is in Burien, WA, according to its Form ADV.

**Is Sunrise Financial Services LLC registered with the SEC or a state?**
Sunrise Financial Services LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 325955.

**How much does Sunrise Financial Services LLC manage?**
Sunrise Financial Services LLC reports $151,248,727 in regulatory assets under management in its Form ADV filing dated April 15, 2026 (100% discretionary).

**How have Sunrise Financial Services LLC's assets and staff changed since 2025?**
In the Form ADV data for Sunrise Financial Services LLC: Regulatory assets under management: $114,418,000 in the October 2025 data and $151,248,727 in the October 2026 data, up 32%. Total employees: 5 in October 2025 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sunrise Financial Services LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (240); high net worth individuals (31).

**Which custodians does Sunrise Financial Services LLC use?**
Sunrise Financial Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Capital Group | American Funds and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets.

**Does Sunrise Financial Services LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/325955

**Does Sunrise Financial Services LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 15, 2026 says: "Sunrise does not require a minimum to open an account."

**What changed in Sunrise Financial Services LLC's recent Form ADV filings?**
In the December 2025 filing data: Regulatory assets under management went from $114,418,000 to $137,606,645 (+20%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 15, 2026)

- Account minimum: None

> Sunrise does not require a minimum to open an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Capital Group | American Funds
- Fidelity Distributors Company LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $151,248,727
- Discretionary: $151,132,149
- Non-discretionary: $116,578

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 240 | $93,359,523 |
| High net worth individuals | 31 | $57,889,204 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 5 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- Facebook @SunriseFinancial
- Instagram @sunrisefinancialservices

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $114,418,000 | 5 | May 22, 2025 |
| October 2026 | $151,248,727 | 5 | April 15, 2026 |

Regulatory assets under management: $114,418,000 in the October 2025 data and $151,248,727 in the October 2026 data, up 32%.
Total employees: 5 in October 2025 and 5 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Regulatory assets under management went from $114,418,000 to $137,606,645 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sunrise Financial Services LLC (CRD 325955): Form ADV filing data as of October 2026.