# Sunpointe Investments

> Sunpointe Investments is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 10, 2026.

- CRD: 282505
- Filed as: SUNPOINTE INVESTMENTS
- Legal name: Sunpointe, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: St. Louis, MO
- Filing period: October 2026
- Form ADV filing dated: July 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282505
- AdvisorCensus page: https://advisorcensus.com/firm/sunpointe-investments-st-louis-mo-282505

## Quick answers

**How is Sunpointe Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Sunpointe Investments reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Sunpointe Investments charge?**
Its Form ADV Part 2A brochure dated July 10, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sunpointe Investments located?**
Sunpointe Investments' principal office is in St. Louis, MO, according to its Form ADV.

**Is Sunpointe Investments registered with the SEC or a state?**
Sunpointe Investments is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 282505.

**How much does Sunpointe Investments manage?**
Sunpointe Investments reports $790,729,786 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (82% discretionary).

**How have Sunpointe Investments' assets and staff changed since 2021?**
In the Form ADV data for Sunpointe Investments: Regulatory assets under management: $140,284,704 in the October 2021 data and $790,729,786 in the October 2026 data, up 464%. Total employees: 8 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sunpointe Investments serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (169); individuals (other than high net worth individuals) (140).

**Which custodians does Sunpointe Investments use?**
Sunpointe Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Sunpointe Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282505

**Does Sunpointe Investments state an account minimum?**
Its Form ADV Part 2A brochure dated July 10, 2026 says: "Sunpointe generally requires a minimum relationship size of $500,000, which may be reduced at the sole discretion of the Advisor."

**What changed in Sunpointe Investments' recent Form ADV filings?**
In the August 2026 filing data: No longer lists an office in Portsmouth, NH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 10, 2026)

- Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)

> Investment advisory fees are based on the market value of assets under management at the end of the prior calendar quarter. Investment advisory fees range up to 1.50%.

> Sunpointe offers investment management services for assets under management and investment consulting services for assets under advisement for a fixed engagement fee ranging from $20,000 to $600,000 per year, charged quarterly.

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Sunpointe generally requires a minimum relationship size of $500,000, which may be reduced at the sole discretion of the Advisor.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $790,729,786
- Discretionary: $646,709,968
- Non-discretionary: $144,019,818

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 140 | $36,305,450 |
| High net worth individuals | 169 | $730,945,358 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $5,091,970 |
| Charitable organizations | Fewer than 5 | $18,387,008 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 17 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CT, FL, KS, MA, ME, MI, MO, NC, NH, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sunpointeinvestments.com
- Facebook @sunpointeinvestments
- LinkedIn @sunpointe-investments

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $140,284,704 | 8 | August 31, 2021 |
| October 2022 | $230,979,397 | 9 | September 22, 2022 |
| October 2023 | $314,506,325 | 12 | March 24, 2023 |
| October 2024 | $369,064,923 | 13 | September 5, 2024 |
| October 2025 | $559,202,794 | 16 | May 29, 2025 |
| October 2026 | $790,729,786 | 17 | July 10, 2026 |

Regulatory assets under management: $140,284,704 in the October 2021 data and $790,729,786 in the October 2026 data, up 464%.
Total employees: 8 in October 2021 and 17 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- No longer lists an office in Portsmouth, NH.

### March 2026
- Employees performing advisory functions went from 9 to 11.
- Regulatory assets under management went from $559,202,794 to $790,729,786 (+41%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sunpointe Investments (CRD 282505): Form ADV filing data as of October 2026.