{
  "crd_number": 282505,
  "slug": "sunpointe-investments-st-louis-mo-282505",
  "primary_business_name": "SUNPOINTE INVESTMENTS",
  "legal_name": "SUNPOINTE, LLC",
  "dbas": [],
  "city": "St. Louis",
  "state": "MO",
  "country": "United States",
  "cbsa_code": "41180",
  "metro": {
    "cbsa_code": "41180",
    "common_name": "St. Louis",
    "msa_name": "St. Louis, MO-IL",
    "path": "/advisors/mo/st-louis"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-04-01",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-07-10",
  "carried_forward": false,
  "raum_total": 790729786.0,
  "raum_discretionary": 646709968.0,
  "raum_non_discretionary": 144019818.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 17,
  "advisory_employees": 11,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 18387008.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 36305450.0,
      "count": 140
    },
    "pension_profit_sharing": {
      "raum": 5091970.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 730945358.0,
      "count": 169
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "FL",
    "KS",
    "MA",
    "ME",
    "MI",
    "MO",
    "NC",
    "NH",
    "NJ",
    "NY",
    "PA",
    "TX"
  ],
  "websites": [
    "https://facebook.com/sunpointeinvestments",
    "https://linkedin.com/company/sunpointe-investments",
    "https://sunpointeinvestments.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/282505",
  "city_as_filed": "ST. LOUIS",
  "url": "https://advisorcensus.com/firm/sunpointe-investments-st-louis-mo-282505",
  "display_name": "Sunpointe Investments",
  "summary": "Sunpointe Investments is an SEC-registered investment advisory firm in St. Louis, MO, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 10, 2026.",
  "citation": "AdvisorCensus. Sunpointe Investments (CRD 282505): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Sunpointe Investments compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Sunpointe Investments reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Sunpointe Investments charge?",
      "a": "Its Form ADV Part 2A brochure dated July 10, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Sunpointe Investments located?",
      "a": "Sunpointe Investments' principal office is in St. Louis, MO, according to its Form ADV."
    },
    {
      "q": "Is Sunpointe Investments registered with the SEC or a state?",
      "a": "Sunpointe Investments is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 282505."
    },
    {
      "q": "How much does Sunpointe Investments manage?",
      "a": "Sunpointe Investments reports $790,729,786 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (82% discretionary)."
    },
    {
      "q": "How have Sunpointe Investments' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Sunpointe Investments: Regulatory assets under management: $140,284,704 in the October 2021 data and $790,729,786 in the October 2026 data, up 464%. Total employees: 8 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Sunpointe Investments serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (169); individuals (other than high net worth individuals) (140)."
    },
    {
      "q": "Which custodians does Sunpointe Investments use?",
      "a": "Sunpointe Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Pershing LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Sunpointe Investments report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282505"
    },
    {
      "q": "Does Sunpointe Investments state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated July 10, 2026 says: \"Sunpointe generally requires a minimum relationship size of $500,000, which may be reduced at the sole discretion of the Advisor.\""
    },
    {
      "q": "What changed in Sunpointe Investments' recent Form ADV filings?",
      "a": "In the August 2026 filing data: No longer lists an office in Portsmouth, NH."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 140284704.0,
      "total_employees": 8,
      "filing_date": "2021-08-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 230979397.0,
      "total_employees": 9,
      "filing_date": "2022-09-22"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 314506325.0,
      "total_employees": 12,
      "filing_date": "2023-03-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 369064923.0,
      "total_employees": 13,
      "filing_date": "2024-09-05"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 559202794.0,
      "total_employees": 16,
      "filing_date": "2025-05-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 790729786.0,
      "total_employees": 17,
      "filing_date": "2026-07-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "No longer lists an office in Portsmouth, NH."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Employees performing advisory functions went from 9 to 11.",
        "Regulatory assets under management went from $559,202,794 to $790,729,786 (+41%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 10, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.5% of assets a year",
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Investment advisory fees are based on the market value of assets under management at the end of the prior calendar quarter. Investment advisory fees range up to 1.50%.",
          "Sunpointe offers investment management services for assets under management and investment consulting services for assets under advisement for a fixed engagement fee ranging from $20,000 to $600,000 per year, charged quarterly."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Sunpointe generally requires a minimum relationship size of $500,000, which may be reduced at the sole discretion of the Advisor."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.5,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Investment advisory fees are based on the market value of assets under management at the end of the prior calendar quarter. Investment advisory fees range up to 1.50%.",
      "Sunpointe offers investment management services for assets under management and investment consulting services for assets under advisement for a fixed engagement fee ranging from $20,000 to $600,000 per year, charged quarterly.",
      "Sunpointe generally requires a minimum relationship size of $500,000, which may be reduced at the sole discretion of the Advisor."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/sunpointe-investments-st-louis-mo-282505.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 140,
      "fewer_than_5": false,
      "raum": 36305450.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 169,
      "fewer_than_5": false,
      "raum": 730945358.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 5091970.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 18387008.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/282505",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}