# Sundvold Financial

> Sundvold Financial is an SEC-registered investment advisory firm in Columbia, MO, registered since 1999, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.

- CRD: 108176
- Filed as: SUNDVOLD FINANCIAL
- Legal name: Sundvold Capital Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Columbia, MO
- Filing period: October 2026
- Form ADV filing dated: March 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/108176
- AdvisorCensus page: https://advisorcensus.com/firm/sundvold-financial-columbia-mo-108176

## Quick answers

**How is Sundvold Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Sundvold Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sundvold Financial located?**
Sundvold Financial's principal office is in Columbia, MO, according to its Form ADV.

**Is Sundvold Financial registered with the SEC or a state?**
Sundvold Financial is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 108176.

**How much does Sundvold Financial manage?**
Sundvold Financial reports $232,900,000 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (0% discretionary).

**How have Sundvold Financial's assets and staff changed since 2021?**
In the Form ADV data for Sundvold Financial: Regulatory assets under management: $135,000,000 in the October 2021 data and $232,900,000 in the October 2026 data, up 73%. Total employees: 8 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Sundvold Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (480).

**Does Sundvold Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/108176

**What changed in Sundvold Financial's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 5.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $232,900,000
- Discretionary: $0
- Non-discretionary: $232,900,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 480 | $232,900,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 1999 (26 years)
- Employees: 5 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [sundvold.com](https://sundvold.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $135,000,000 | 8 | August 16, 2021 |
| October 2022 | $167,000,000 | 9 | March 9, 2022 |
| October 2023 | $163,000,000 | 8 | March 9, 2023 |
| October 2024 | $209,000,000 | 8 | March 12, 2024 |
| October 2025 | $234,000,000 | 6 | February 3, 2025 |
| October 2026 | $232,900,000 | 5 | March 13, 2026 |

Regulatory assets under management: $135,000,000 in the October 2021 data and $232,900,000 in the October 2026 data, up 73%.
Total employees: 8 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 5.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sundvold Financial (CRD 108176): Form ADV filing data as of October 2026.