# Summitry, LLC

> Summitry, LLC is an SEC-registered investment advisory firm in Foster City, CA, registered since 2003, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 30, 2026.

- CRD: 128586
- Filed as: SUMMITRY, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Foster City, CA
- Filing period: October 2026
- Form ADV filing dated: June 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/128586
- AdvisorCensus page: https://advisorcensus.com/firm/summitry-llc-foster-city-ca-128586

## Quick answers

**How is Summitry, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Summitry, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Summitry, LLC located?**
Summitry, LLC's principal office is in Foster City, CA, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Summitry, LLC registered with the SEC or a state?**
Summitry, LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 128586.

**How much does Summitry, LLC manage?**
Summitry, LLC reports $3,350,458,062 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (100% discretionary).

**How have Summitry, LLC's assets and staff changed since 2021?**
In the Form ADV data for Summitry, LLC: Regulatory assets under management: $1,958,101,560 in the October 2021 data and $3,350,458,062 in the October 2026 data, up 71%. Total employees: 33 in October 2021 and 46 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Summitry, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (745); individuals (other than high net worth individuals) (548); pension and profit sharing plans (but not the plan participants or government pension plans) (12).

**Which custodians does Summitry, LLC use?**
Summitry, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Summitry, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128586

**What changed in Summitry, LLC's recent Form ADV filings?**
In the July 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 30, 2026)

- Minimum annual fee: $5,000

> We may assess a minimum annual fee of $5,000 to accounts receiving ongoing asset management services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $3,350,458,062
- Discretionary: $3,350,228,454
- Non-discretionary: $229,608

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 548 | $404,671,961 |
| High net worth individuals | 745 | $2,743,503,789 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $80,319,399 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 12 | $27,935,065 |
| Charitable organizations | 12 | $63,347,701 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 9 | $30,680,147 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2003 (23 years)
- Employees: 46 total, 20 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, HI, ID, LA, MA, MD, NC, NH, NJ, NV, NY, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Pasadena, CA

### Websites listed on Form ADV (Item 1.I)
- summitry.com
- summitryfunds.com
- Facebook @summitryllc
- Instagram @sUMMITRYLLC
- LinkedIn @summitryllc
- X @SummitryLLC

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,958,101,560 | 33 | June 17, 2021 |
| October 2022 | $2,382,307,908 | 36 | March 28, 2022 |
| October 2023 | $1,988,683,899 | 35 | April 19, 2023 |
| October 2024 | $2,450,702,244 | 40 | July 30, 2024 |
| October 2025 | $3,008,628,872 | 43 | May 8, 2025 |
| October 2026 | $3,350,458,062 | 46 | June 30, 2026 |

Regulatory assets under management: $1,958,101,560 in the October 2021 data and $3,350,458,062 in the October 2026 data, up 71%.
Total employees: 33 in October 2021 and 46 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Employees performing advisory functions went from 14 to 20.
- Regulatory assets under management went from $3,008,628,872 to $3,350,458,062 (+11%).
- Added an office in Pasadena, CA.
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in GA, MO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Summitry, LLC (CRD 128586): Form ADV filing data as of October 2026.