# Summitpoint Capital Management

> Summitpoint Capital Management is an SEC-registered investment advisory firm in Littleton, CO, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 2, 2026.

- CRD: 336856
- Filed as: SUMMITPOINT CAPITAL MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Littleton, CO
- Filing period: October 2026
- Form ADV filing dated: April 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336856
- AdvisorCensus page: https://advisorcensus.com/firm/summitpoint-capital-management-littleton-co-336856

## Quick answers

**How is Summitpoint Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Summitpoint Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Summitpoint Capital Management located?**
Summitpoint Capital Management's principal office is in Littleton, CO, according to its Form ADV.

**Is Summitpoint Capital Management registered with the SEC or a state?**
Summitpoint Capital Management is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336856.

**How much does Summitpoint Capital Management manage?**
Summitpoint Capital Management reports $132,504,048 in regulatory assets under management in its Form ADV filing dated April 2, 2026 (100% discretionary).

**How have Summitpoint Capital Management's assets and staff changed since 2025?**
In the Form ADV data for Summitpoint Capital Management: Regulatory assets under management: $0 in the October 2025 data and $132,504,048 in the October 2026 data. Total employees: 2 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Summitpoint Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (48); high net worth individuals (41); investment companies (1).

**Which custodians does Summitpoint Capital Management use?**
Summitpoint Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Summitpoint Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336856

**Does Summitpoint Capital Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Our Firm typically requires a minimum account size of $500,000 for advisory accounts. However, sometimes, at our sole discretion, we may accept smaller accounts based on various criteria"

**What changed in Summitpoint Capital Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $119,941,027 to $132,504,048 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Our Firm typically requires a minimum account size of $500,000 for advisory accounts. However, sometimes, at our sole discretion, we may accept smaller accounts based on various criteria

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $132,504,048
- Discretionary: $132,504,048
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 48 | $17,592,611 |
| High net worth individuals | 41 | $113,172,908 |
| Investment companies | 1 | $1,714,702 |
| Charitable organizations | 1 | $23,827 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- summitpoint-cap.com
- LinkedIn @summit-point-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 2 | July 27, 2025 |
| October 2026 | $132,504,048 | 3 | April 2, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $132,504,048 in the October 2026 data.
Total employees: 2 in October 2025 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $119,941,027 to $132,504,048 (+10%).

### December 2025
- Regulatory assets under management went from $0 to $119,941,027.
- Registered or notice-filed in FL, PA, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Summitpoint Capital Management (CRD 336856): Form ADV filing data as of October 2026.