# Summit Wealth Strategies

> Summit Wealth Strategies is a state-registered investment advisory firm in Denver, CO, registered since 2024, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 25, 2026.

- CRD: 332976
- Filed as: SUMMIT WEALTH STRATEGIES
- Legal name: Summit Wealth Asset Management LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: September 25, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/332976
- AdvisorCensus page: https://advisorcensus.com/firm/summit-wealth-strategies-denver-co-332976

## Quick answers

**How is Summit Wealth Strategies compensated?**
On its Form ADV (Item 5.E, October 2026), Summit Wealth Strategies reports these compensation arrangements: a percentage of assets under its management.

**Where is Summit Wealth Strategies located?**
Summit Wealth Strategies' principal office is in Denver, CO, according to its Form ADV.

**Is Summit Wealth Strategies registered with the SEC or a state?**
Summit Wealth Strategies is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 332976.

**How much does Summit Wealth Strategies manage?**
Summit Wealth Strategies reports $51,186,976 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (100% discretionary).

**What types of clients does Summit Wealth Strategies serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (53); high net worth individuals (25).

**Does Summit Wealth Strategies report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/332976

**What changed in Summit Wealth Strategies' recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 1 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $51,186,976
- Discretionary: $51,186,976
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 53 | $17,883,565 |
| High net worth individuals | 25 | $33,303,411 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, MN, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- gosummitwealth.com

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 1 to 2.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Summit Wealth Strategies (CRD 332976): Form ADV filing data as of October 2026.