# Summit Wealth Group LLC

> Summit Wealth Group LLC is an SEC-registered investment advisory firm in Exeter, NH, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 282205
- Filed as: SUMMIT WEALTH GROUP LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Exeter, NH
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282205
- AdvisorCensus page: https://advisorcensus.com/firm/summit-wealth-group-llc-exeter-nh-282205

## Quick answers

**How is Summit Wealth Group LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Summit Wealth Group LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Summit Wealth Group LLC charge?**
Its Form ADV Part 2A brochure dated March 11, 2026 states: Asset-based fee: 0.25% to 1.5% a year (a range, as the brochure states it); Flat fee: $5,000 to $7,500 (Financial Life Planning fees for initial planning work); Hourly rate: $500 an hour (additional planning not identified in the initial plan); Flat fee: $5,000 to $10,000 (Financial consulting). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Summit Wealth Group LLC located?**
Summit Wealth Group LLC's principal office is in Exeter, NH, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Summit Wealth Group LLC registered with the SEC or a state?**
Summit Wealth Group LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 282205.

**How much does Summit Wealth Group LLC manage?**
Summit Wealth Group LLC reports $761,904,517 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (99% discretionary).

**How have Summit Wealth Group LLC's assets and staff changed since 2021?**
In the Form ADV data for Summit Wealth Group LLC: Regulatory assets under management: $477,383,411 in the October 2021 data and $761,904,517 in the October 2026 data, up 60%. Total employees: 13 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Summit Wealth Group LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (223); individuals (other than high net worth individuals) (222); pension and profit sharing plans (but not the plan participants or government pension plans) (11).

**Which custodians does Summit Wealth Group LLC use?**
Summit Wealth Group LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Summit Wealth Group LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282205

**Does Summit Wealth Group LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 11, 2026 says: "SWG require each client to place at least $1,000,000 with the firm. This minimum may be waived in the discretion of SWG."

**What changed in Summit Wealth Group LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 8 to 7. Regulatory assets under management went from $656,268,782 to $761,904,517 (+16%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 11, 2026)

- Asset-based fee: 0.25% to 1.5% a year (a range, as the brochure states it)

> SWG provides investment management services for an annual fee based upon a percentage of the assets being managed by SWG. This asset-based fee typically varies between .25% and 1.5%.

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> SWG require each client to place at least $1,000,000 with the firm. This minimum may be waived in the discretion of SWG.

- Flat fee: $5,000 to $7,500 (Financial Life Planning fees for initial planning work)

> Financial Life Planning fees for initial planning work will vary but are generally expected to be in the fixed fee range of $ 5,000 to $7,500 per plan.

- Hourly rate: $500 an hour (additional planning not identified in the initial plan)

> These additional services are provided on an hourly basis, at $500 per hour.

- Flat fee: $5,000 to $10,000 (Financial consulting)

> Financial consulting is done on a fixed fee basis. Fixed fees will be between $5,000 and $10,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $761,904,517
- Discretionary: $753,245,497
- Non-discretionary: $8,659,020

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 222 | $88,542,704 |
| High net worth individuals | 223 | $655,825,800 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 11 | $17,536,013 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (10 years)
- Employees: 10 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL, MA, ME, NH, NY, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- White River Junction, VT

### Websites listed on Form ADV (Item 1.I)
- summitwg.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $477,383,411 | 13 | August 9, 2021 |
| October 2022 | $559,671,838 | 12 | March 30, 2022 |
| October 2023 | $499,675,083 | 11 | March 7, 2023 |
| October 2024 | $516,062,243 | 10 | March 12, 2024 |
| October 2025 | $656,268,782 | 11 | March 17, 2025 |
| October 2026 | $761,904,517 | 10 | March 11, 2026 |

Regulatory assets under management: $477,383,411 in the October 2021 data and $761,904,517 in the October 2026 data, up 60%.
Total employees: 13 in October 2021 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 8 to 7.
- Regulatory assets under management went from $656,268,782 to $761,904,517 (+16%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Summit Wealth Group LLC (CRD 282205): Form ADV filing data as of October 2026.