{ "crd_number": 144059, "slug": "summit-rock-advisors-lp-new-york-ny-144059", "primary_business_name": "SUMMIT ROCK ADVISORS, LP", "legal_name": "SUMMIT ROCK ADVISORS, LP", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2007-05-29", "years_registered": 19, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 26176162249.0, "raum_discretionary": 15289938439.0, "raum_non_discretionary": 10886223810.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 74, "advisory_employees": 41, "client_count_bucket": null, "clients_by_type": { "charitable": { "raum": 4051868302.0, "count": 15 }, "high_net_worth_individuals": { "raum": 7086953927.0, "count": 36 }, "pooled_investment_vehicles": { "raum": 15037340020.0, "count": 21 } }, "compensation_types": [ "fixed", "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "NY" ], "websites": [ "https://linkedin.com/company/summit-rock-advisors", "https://summit-rock.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144059", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/summit-rock-advisors-lp-new-york-ny-144059", "display_name": "Summit Rock Advisors, LP", "summary": "Summit Rock Advisors, LP is an SEC-registered investment advisory firm in New York, NY, registered since 2007, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Summit Rock Advisors, LP (CRD 144059): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Summit Rock Advisors, LP compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Summit Rock Advisors, LP reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Summit Rock Advisors, LP located?", "a": "Summit Rock Advisors, LP's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is Summit Rock Advisors, LP registered with the SEC or a state?", "a": "Summit Rock Advisors, LP is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 144059." }, { "q": "How much does Summit Rock Advisors, LP manage?", "a": "Summit Rock Advisors, LP reports $26,176,162,249 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (58% discretionary)." }, { "q": "How have Summit Rock Advisors, LP's assets and staff changed since 2021?", "a": "In the Form ADV data for Summit Rock Advisors, LP: Regulatory assets under management: $19,597,393,520 in the October 2021 data and $26,176,162,249 in the October 2026 data, up 34%. Total employees: 65 in October 2021 and 74 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Summit Rock Advisors, LP serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (36); pooled investment vehicles (other than investment companies and business development companies) (21); charitable organizations (15)." }, { "q": "Which custodians does Summit Rock Advisors, LP use?", "a": "Summit Rock Advisors, LP's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Sanford C. Bernstein & Co., LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Summit Rock Advisors, LP report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144059" }, { "q": "What changed in Summit Rock Advisors, LP's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 40 to 41. Regulatory assets under management went from $23,509,946,934 to $26,176,162,249 (+11%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 19597393520.0, "total_employees": 65, "filing_date": "2021-06-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 21733298515.0, "total_employees": 75, "filing_date": "2022-06-23" }, { "period": "2023-10-01", "regulatory_assets_under_management": 19851537239.0, "total_employees": 83, "filing_date": "2023-05-18" }, { "period": "2024-10-01", "regulatory_assets_under_management": 21482491277.0, "total_employees": 84, "filing_date": "2024-06-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 23509946934.0, "total_employees": 73, "filing_date": "2025-05-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 26176162249.0, "total_employees": 74, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 40 to 41.", "Regulatory assets under management went from $23,509,946,934 to $26,176,162,249 (+11%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Sanford C. Bernstein & Co., LLC", "name_as_filed": "SANFORD C. BERNSTEIN & CO., LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/summit-rock-advisors-lp-new-york-ny-144059.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 36, "fewer_than_5": false, "raum": 7086953927.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 21, "fewer_than_5": false, "raum": 15037340020.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 15, "fewer_than_5": false, "raum": 4051868302.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/144059", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }