# Summit Place Financial Advisors, LLC

> Summit Place Financial Advisors, LLC is an SEC-registered investment advisory firm in Summit, NJ, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 25, 2026.

- CRD: 147984
- Filed as: SUMMIT PLACE FINANCIAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Summit, NJ
- Filing period: October 2026
- Form ADV filing dated: September 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/147984
- AdvisorCensus page: https://advisorcensus.com/firm/summit-place-financial-advisors-llc-summit-nj-147984

## Quick answers

**How is Summit Place Financial Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Summit Place Financial Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Summit Place Financial Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 17, 2026 states: Up to $10,000,000: 1% a year; $10,000,000 to $20,000,000: 0.75% a year; Above $20,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Summit Place Financial Advisors, LLC located?**
Summit Place Financial Advisors, LLC's principal office is in Summit, NJ, according to its Form ADV.

**Is Summit Place Financial Advisors, LLC registered with the SEC or a state?**
Summit Place Financial Advisors, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 147984.

**How much does Summit Place Financial Advisors, LLC manage?**
Summit Place Financial Advisors, LLC reports $300,404,815 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (100% discretionary).

**How have Summit Place Financial Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Summit Place Financial Advisors, LLC: Regulatory assets under management: $179,715,532 in the October 2021 data and $300,404,815 in the October 2026 data, up 67%. Total employees: 3 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Summit Place Financial Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (50); individuals (other than high net worth individuals) (9).

**Which custodians does Summit Place Financial Advisors, LLC use?**
Summit Place Financial Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Summit Place Financial Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/147984

**What changed in Summit Place Financial Advisors, LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 17, 2026)

- Up to $10,000,000: 1% a year
- $10,000,000 to $20,000,000: 0.75% a year
- Above $20,000,000: 0.5% a year

> The Registrant’s annual investment advisory fee shall generally be based upon a percentage (%) of the market value and type of assets placed under the Registrant’s management (between 0.50% and 1.00%) as follows: Market Value of Portfolio % of Assets First$10 million 1.00% Next $10 million 0.75% Over $20 million 0.50%

- Minimum annual fee: $50,000

> The Registrant generally requires an aggregate annual minimum fee of $50,000 for investment advisory services. The Registrant, in its sole discretion, may charge a lesser investment management fee and/or waive or reduce its annual minimum fee based upon certain criteria

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $300,404,815
- Discretionary: $300,404,815
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $2,831,309 |
| High net worth individuals | 50 | $290,925,707 |
| Corporations or other businesses not listed above | Fewer than 5 | $6,647,799 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, LA, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- summitplacefinancial.com
- Facebook @summitplacefinancial
- LinkedIn @9281371
- LinkedIn @christophergula
- LinkedIn @kate-feeney-cfa-cfp®-58911624
- LinkedIn @liz-miller-cfa-cfp-5100096

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $179,715,532 | 3 | April 21, 2021 |
| October 2022 | $231,948,480 | 6 | March 26, 2022 |
| October 2023 | $208,017,150 | 5 | March 27, 2023 |
| October 2024 | $238,533,605 | 4 | March 1, 2024 |
| October 2025 | $256,398,657 | 6 | February 21, 2025 |
| October 2026 | $300,404,815 | 6 | September 25, 2026 |

Regulatory assets under management: $179,715,532 in the October 2021 data and $300,404,815 in the October 2026 data, up 67%.
Total employees: 3 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $256,398,657 to $300,404,815 (+17%).

### January 2026
- No longer registered or notice-filed in CA, GA, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Summit Place Financial Advisors, LLC (CRD 147984): Form ADV filing data as of October 2026.