# Summit Global Investments, LLC

> Summit Global Investments, LLC is an SEC-registered investment advisory firm in Bountiful, UT, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 24, 2026.

- CRD: 157091
- Filed as: SUMMIT GLOBAL INVESTMENTS, LLC
- Also doing business as: SUMMIT GLOBAL PRIVATE WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bountiful, UT
- Filing period: October 2026
- Form ADV filing dated: June 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157091
- AdvisorCensus page: https://advisorcensus.com/firm/summit-global-investments-llc-bountiful-ut-157091

## Quick answers

**How is Summit Global Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Summit Global Investments, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other.

**Where is Summit Global Investments, LLC located?**
Summit Global Investments, LLC's principal office is in Bountiful, UT, according to its Form ADV; the July 2026 filing also lists 9 other offices (Schedule D, Section 1.F).

**Is Summit Global Investments, LLC registered with the SEC or a state?**
Summit Global Investments, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157091.

**How much does Summit Global Investments, LLC manage?**
Summit Global Investments, LLC reports $2,291,949,405 in regulatory assets under management in its Form ADV filing dated June 24, 2026 (100% discretionary).

**How have Summit Global Investments, LLC's assets and staff changed since 2021?**
In the Form ADV data for Summit Global Investments, LLC: Regulatory assets under management: $1,615,639,040 in the October 2021 data and $2,291,949,405 in the October 2026 data, up 42%. Total employees: 22 in October 2021 and 37 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Summit Global Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7,130); high net worth individuals (277); corporations or other businesses not listed above (55).

**Which custodians does Summit Global Investments, LLC use?**
Summit Global Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets.

**Does Summit Global Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157091

**What changed in Summit Global Investments, LLC's recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in RI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Interactive Brokers LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,291,949,405
- Discretionary: $2,291,949,405
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7,130 | $303,649,865 |
| High net worth individuals | 277 | $350,915,224 |
| Investment companies | 11 | $1,339,282,889 |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $1,328,144 |
| Corporations or other businesses not listed above | 55 | $296,773,283 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2012 (14 years)
- Employees: 37 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, FL, GA, HI, IA, ID, IL, IN, LA, MA, MD, ME, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Centennial, CO
- Centerville, OH
- Chattanooga, TN
- Draper, UT
- Gunnison, CO
- Layton, UT
- Mesa, AZ
- St. George, UT
- Thatcher, AZ

### Websites listed on Form ADV (Item 1.I)
- sclvx.com
- sgiam.com
- sgilv.com
- silvx.com
- summitglobalinvestments.com
- Facebook @SummitGlobalInvestments
- Facebook @summitglobalinvstmts
- Instagram @summitglobalinvestments
- LinkedIn @summit-global-investments
- X @SummitLowVol

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,615,639,040 | 22 | July 9, 2021 |
| October 2022 | $1,758,129,701 | 28 | September 8, 2022 |
| October 2023 | $1,536,735,753 | 21 | September 11, 2023 |
| October 2024 | $2,028,895,819 | 32 | September 10, 2024 |
| October 2025 | $1,921,141,101 | 32 | May 21, 2025 |
| October 2026 | $2,291,949,405 | 37 | June 24, 2026 |

Regulatory assets under management: $1,615,639,040 in the October 2021 data and $2,291,949,405 in the October 2026 data, up 42%.
Total employees: 22 in October 2021 and 37 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in RI.

### April 2026
- Employees performing advisory functions went from 12 to 8.
- Regulatory assets under management went from $1,921,141,101 to $2,291,949,405 (+19%).
- Changed its office addresses in Mesa, AZ.
- No longer lists an office in Prosper, TX.

### February 2026
- Changed its office addresses in Centerville, OH.
- Changed its office addresses in Gunnison, CO.
- Changed its office addresses in Mesa, AZ.
- Changed its office addresses in Thatcher, AZ.
- Added an office in Centennial, CO.
- Added an office in Chattanooga, TN.
- Added an office in Layton, UT.
- Added an office in Prosper, TX.
- Added an office in St. George, UT.
- No longer lists an office in Englewood, CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Summit Global Investments, LLC (CRD 157091): Form ADV filing data as of October 2026.