{ "crd_number": 157091, "slug": "summit-global-investments-llc-bountiful-ut-157091", "primary_business_name": "SUMMIT GLOBAL INVESTMENTS, LLC", "legal_name": "SUMMIT GLOBAL INVESTMENTS, LLC", "dbas": [ "SUMMIT GLOBAL PRIVATE WEALTH" ], "city": "Bountiful", "state": "UT", "country": "United States", "cbsa_code": "36260", "metro": { "cbsa_code": "36260", "common_name": "Ogden", "msa_name": "Ogden, UT", "path": "/advisors/ut/ogden" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-05-10", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-06-24", "carried_forward": false, "raum_total": 2291949405.0, "raum_discretionary": 2291949405.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 37, "advisory_employees": 8, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 303649865.0, "count": 7130 }, "investment_companies": { "raum": 1339282889.0, "count": 11 }, "high_net_worth_individuals": { "raum": 350915224.0, "count": 277 }, "pooled_investment_vehicles": { "raum": 1328144.0, "count": 2 }, "corporations_other_businesses": { "raum": 296773283.0, "count": 55 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MT", "NC", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VT", "WA", "WI", "WY" ], "websites": [ "https://facebook.com/SummitGlobalInvestments", "https://facebook.com/summitglobalinvstmts", "https://instagram.com/summitglobalinvestments", "https://linkedin.com/company/summit-global-investments", "https://sclvx.com", "https://sgiam.com", "https://sgilv.com", "https://silvx.com", "https://summitglobalinvestments.com", "https://twitter.com/SummitLowVol/status/989565074573529088" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157091", "city_as_filed": "BOUNTIFUL", "url": "https://advisorcensus.com/firm/summit-global-investments-llc-bountiful-ut-157091", "display_name": "Summit Global Investments, LLC", "summary": "Summit Global Investments, LLC is an SEC-registered investment advisory firm in Bountiful, UT, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 24, 2026.", "citation": "AdvisorCensus. Summit Global Investments, LLC (CRD 157091): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Summit Global Investments, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Summit Global Investments, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Summit Global Investments, LLC located?", "a": "Summit Global Investments, LLC's principal office is in Bountiful, UT, according to its Form ADV; the July 2026 filing also lists 9 other offices (Schedule D, Section 1.F)." }, { "q": "Is Summit Global Investments, LLC registered with the SEC or a state?", "a": "Summit Global Investments, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157091." }, { "q": "How much does Summit Global Investments, LLC manage?", "a": "Summit Global Investments, LLC reports $2,291,949,405 in regulatory assets under management in its Form ADV filing dated June 24, 2026 (100% discretionary)." }, { "q": "How have Summit Global Investments, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Summit Global Investments, LLC: Regulatory assets under management: $1,615,639,040 in the October 2021 data and $2,291,949,405 in the October 2026 data, up 42%. Total employees: 22 in October 2021 and 37 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Summit Global Investments, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (7,130); high net worth individuals (277); corporations or other businesses not listed above (55)." }, { "q": "Which custodians does Summit Global Investments, LLC use?", "a": "Summit Global Investments, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Interactive Brokers LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Summit Global Investments, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157091" }, { "q": "What changed in Summit Global Investments, LLC's recent Form ADV filings?", "a": "In the July 2026 filing data: Registered or notice-filed in RI." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1615639040.0, "total_employees": 22, "filing_date": "2021-07-09" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1758129701.0, "total_employees": 28, "filing_date": "2022-09-08" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1536735753.0, "total_employees": 21, "filing_date": "2023-09-11" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2028895819.0, "total_employees": 32, "filing_date": "2024-09-10" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1921141101.0, "total_employees": 32, "filing_date": "2025-05-21" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2291949405.0, "total_employees": 37, "filing_date": "2026-06-24" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Registered or notice-filed in RI." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 12 to 8.", "Regulatory assets under management went from $1,921,141,101 to $2,291,949,405 (+19%).", "Changed its office addresses in Mesa, AZ.", "No longer lists an office in Prosper, TX." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Changed its office addresses in Centerville, OH.", "Changed its office addresses in Gunnison, CO.", "Changed its office addresses in Mesa, AZ.", "Changed its office addresses in Thatcher, AZ.", "Added an office in Centennial, CO.", "Added an office in Chattanooga, TN.", "Added an office in Layton, UT.", "Added an office in Prosper, TX.", "Added an office in St. George, UT.", "No longer lists an office in Englewood, CO." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Interactive Brokers LLC", "name_as_filed": "INTERACTIVE BROKERS LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/summit-global-investments-llc-bountiful-ut-157091.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 7130, "fewer_than_5": false, "raum": 303649865.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 277, "fewer_than_5": false, "raum": 350915224.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 11, "fewer_than_5": false, "raum": 1339282889.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 2, "fewer_than_5": false, "raum": 1328144.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 55, "fewer_than_5": false, "raum": 296773283.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157091", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }