# Summit Financial Group, LLC

> Summit Financial Group, LLC is a state-registered investment advisory firm in Rome, GA, registered since 2000, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.

- CRD: 125144
- Filed as: SUMMIT FINANCIAL GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Rome, GA
- Filing period: October 2026
- Form ADV filing dated: September 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/125144
- AdvisorCensus page: https://advisorcensus.com/firm/summit-financial-group-llc-rome-ga-125144

## Quick answers

**How is Summit Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Summit Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Summit Financial Group, LLC located?**
Summit Financial Group, LLC's principal office is in Rome, GA, according to its Form ADV.

**Is Summit Financial Group, LLC registered with the SEC or a state?**
Summit Financial Group, LLC is a state-registered investment advisory firm, registered since 2000. Status as filed: APPROVED. CRD 125144.

**How much does Summit Financial Group, LLC manage?**
Summit Financial Group, LLC reports $22,553,748 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary).

**What types of clients does Summit Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (66); high net worth individuals (10).

**Does Summit Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/125144

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $22,553,748
- Discretionary: $22,553,748
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 66 | $8,128,583 |
| High net worth individuals | 10 | $14,425,165 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2000 (26 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Summit Financial Group, LLC (CRD 125144): Form ADV filing data as of October 2026.