# Summa Global Advisors, LLC

> Summa Global Advisors, LLC is an SEC-registered investment advisory firm in Clackamas, OR, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 17, 2026.

- CRD: 148713
- Filed as: SUMMA GLOBAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Clackamas, OR
- Filing period: October 2026
- Form ADV filing dated: June 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148713
- AdvisorCensus page: https://advisorcensus.com/firm/summa-global-advisors-llc-clackamas-or-148713

## Quick answers

**How is Summa Global Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Summa Global Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Summa Global Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated June 17, 2026 states: Flat fee: $1,000 to $20,000 (investment and financial planning issues). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Summa Global Advisors, LLC located?**
Summa Global Advisors, LLC's principal office is in Clackamas, OR, according to its Form ADV.

**Is Summa Global Advisors, LLC registered with the SEC or a state?**
Summa Global Advisors, LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 148713.

**How much does Summa Global Advisors, LLC manage?**
Summa Global Advisors, LLC reports $144,123,398 in regulatory assets under management in its Form ADV filing dated June 17, 2026 (92% discretionary).

**How have Summa Global Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Summa Global Advisors, LLC: Regulatory assets under management: $246,218,474 in the October 2021 data and $144,123,398 in the October 2026 data, down 41%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Summa Global Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (84); high net worth individuals (41).

**Which custodians does Summa Global Advisors, LLC use?**
Summa Global Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Summa Global Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148713

**Does Summa Global Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 17, 2026 says: "Minimum account size is $500,000, but we reserve the right to waive the minimum."

**What changed in Summa Global Advisors, LLC's recent Form ADV filings?**
In the May 2026 filing data: Registered or notice-filed in NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 17, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Minimum account size is $500,000, but we reserve the right to waive the minimum.

- Flat fee: $1,000 to $20,000 (investment and financial planning issues)

> On occasion, we consult on investment and financial planning issues for a one-time fixed fee ranging between $1,000 and $20,000 depending on the scope and complexity of the review.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $144,123,398
- Discretionary: $132,880,161
- Non-discretionary: $11,243,237

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 84 | $27,892,651 |
| High net worth individuals | 41 | $114,801,048 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $1,429,699 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2010 (16 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, HI, NY, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- summaglobal.com
- Facebook @SUMMAGLOBAL
- X @SUMMAGLOBAL

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $246,218,474 | 3 | August 12, 2021 |
| October 2022 | $140,727,670 | 3 | March 25, 2022 |
| October 2023 | $119,143,035 | 3 | March 15, 2023 |
| October 2024 | $138,850,787 | 2 | July 9, 2024 |
| October 2025 | $140,082,192 | 2 | April 9, 2025 |
| October 2026 | $144,123,398 | 2 | June 17, 2026 |

Regulatory assets under management: $246,218,474 in the October 2021 data and $144,123,398 in the October 2026 data, down 41%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Registered or notice-filed in NY.

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Summa Global Advisors, LLC (CRD 148713): Form ADV filing data as of October 2026.