# Summa Capital Management LLC

> Summa Capital Management LLC is a state-registered investment advisory firm in Santa Barbara, CA, registered since 2006, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 9, 2026.

- CRD: 139984
- Filed as: SUMMA CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Santa Barbara, CA
- Filing period: October 2026
- Form ADV filing dated: February 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/139984
- AdvisorCensus page: https://advisorcensus.com/firm/summa-capital-management-llc-santa-barbara-ca-139984

## Quick answers

**How is Summa Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Summa Capital Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Summa Capital Management LLC located?**
Summa Capital Management LLC's principal office is in Santa Barbara, CA, according to its Form ADV.

**Is Summa Capital Management LLC registered with the SEC or a state?**
Summa Capital Management LLC is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 139984.

**How much does Summa Capital Management LLC manage?**
Summa Capital Management LLC reports $79,719,346 in regulatory assets under management in its Form ADV filing dated February 9, 2026 (100% discretionary).

**What types of clients does Summa Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (24); high net worth individuals (23).

**Does Summa Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/139984

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $79,719,346
- Discretionary: $79,719,346
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24 | $6,844,566 |
| High net worth individuals | 23 | $72,874,780 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- summacapitalmgmt.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Summa Capital Management LLC (CRD 139984): Form ADV filing data as of October 2026.