# Sulzberger Capital Advisors, Inc.

> Sulzberger Capital Advisors, Inc. is an SEC-registered investment advisory firm in Miami, FL, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 13, 2026.

- CRD: 174673
- Filed as: SULZBERGER CAPITAL ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: May 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/174673
- AdvisorCensus page: https://advisorcensus.com/firm/sulzberger-capital-advisors-inc-miami-fl-174673

## Quick answers

**How is Sulzberger Capital Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Sulzberger Capital Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management.

**What does Sulzberger Capital Advisors, Inc.'s brochure say about its fees?**
Its Form ADV Part 2A brochure dated May 13, 2026 states: Up to $1,000,000: 1% a year; $1,000,000 to $5,000,000: 0.9% a year; Above $5,000,000: 0.85% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Sulzberger Capital Advisors, Inc. located?**
Sulzberger Capital Advisors, Inc.'s principal office is in Miami, FL, according to its Form ADV.

**Is Sulzberger Capital Advisors, Inc. registered with the SEC or a state?**
Sulzberger Capital Advisors, Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 174673.

**How much does Sulzberger Capital Advisors, Inc. manage?**
Sulzberger Capital Advisors, Inc. reports $117,053,746 in regulatory assets under management in its Form ADV filing dated May 13, 2026 (100% discretionary).

**What types of clients does Sulzberger Capital Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (49); individuals (other than high net worth individuals) (41); corporations or other businesses not listed above (2).

**Which custodians does Sulzberger Capital Advisors, Inc. use?**
Sulzberger Capital Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Sulzberger Capital Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174673

**What changed in Sulzberger Capital Advisors, Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated May 13, 2026)

- Up to $1,000,000: 1% a year
- $1,000,000 to $5,000,000: 0.9% a year
- Above $5,000,000: 0.85% a year

> Generally, the Firm charges an annualized advisory fee for assets under management in accordance with the following schedule: Managed Assets Annualized Fee Up to $1,000,000 1.00% From $1,000,000 and up to $5,000,000 0.90% Above $5,000,000 0.85%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $117,053,746
- Discretionary: $117,053,746
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 41 | $10,964,045 |
| High net worth individuals | 49 | $104,414,236 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $992,173 |
| Corporations or other businesses not listed above | 2 | $683,292 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- genesulzberger.myhomehq.biz
- sulzbergercapital.com
- LinkedIn @sulzberger-capital-advisors

## Changes in the filing (last 12 months)

### July 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sulzberger Capital Advisors, Inc. (CRD 174673): Form ADV filing data as of October 2026.