# Sullivan Retirement Resources, LLC

> Sullivan Retirement Resources, LLC is a state-registered investment advisory firm in Wrentham, MA, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 13, 2026.

- CRD: 293997
- Filed as: SULLIVAN RETIREMENT RESOURCES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Wrentham, MA
- Filing period: October 2026
- Form ADV filing dated: July 13, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/293997
- AdvisorCensus page: https://advisorcensus.com/firm/sullivan-retirement-resources-llc-wrentham-ma-293997

## Quick answers

**How is Sullivan Retirement Resources, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sullivan Retirement Resources, LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sullivan Retirement Resources, LLC located?**
Sullivan Retirement Resources, LLC's principal office is in Wrentham, MA, according to its Form ADV.

**Is Sullivan Retirement Resources, LLC registered with the SEC or a state?**
Sullivan Retirement Resources, LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 293997.

**How much does Sullivan Retirement Resources, LLC manage?**
Sullivan Retirement Resources, LLC reports $16,807,826 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (100% discretionary).

**What types of clients does Sullivan Retirement Resources, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40); high net worth individuals (6).

**Does Sullivan Retirement Resources, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/293997

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $16,807,826
- Discretionary: $16,807,826
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 40 | $8,891,306 |
| High net worth individuals | 6 | $7,916,520 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sullivanretirement.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sullivan Retirement Resources, LLC (CRD 293997): Form ADV filing data as of October 2026.