# Sullivan Mermel, Inc.

> Sullivan Mermel, Inc. is a state-registered investment advisory firm in Chicago, IL, registered since 2008, with no regulatory assets under management reported in its Form ADV filing dated June 23, 2026.

- CRD: 146266
- Filed as: SULLIVAN MERMEL, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: June 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/146266
- AdvisorCensus page: https://advisorcensus.com/firm/sullivan-mermel-inc-chicago-il-146266

## Quick answers

**How is Sullivan Mermel, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Sullivan Mermel, Inc. reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Sullivan Mermel, Inc. located?**
Sullivan Mermel, Inc.'s principal office is in Chicago, IL, according to its Form ADV.

**Is Sullivan Mermel, Inc. registered with the SEC or a state?**
Sullivan Mermel, Inc. is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 146266.

**What types of clients does Sullivan Mermel, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (40); individuals (other than high net worth individuals) (10).

**Does Sullivan Mermel, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/146266

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | Not reported |
| High net worth individuals | 40 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2008 (18 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bridgetpersonalfinance.substack.com
- sullivanmermel.com
- LinkedIn @sullivan-mermel-inc
- LinkedIn @bridget-sullivan-mermel-a72620
- LinkedIn @luke-van-de-loo-cfp®-3a2954129
- YouTube @FriendsTalkFinancialPlanning

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sullivan Mermel, Inc. (CRD 146266): Form ADV filing data as of October 2026.