# Sullivan Investment Management LLC

> Sullivan Investment Management LLC is an SEC-registered investment advisory firm in Wisconsin Rapids, WI, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 289217
- Filed as: SULLIVAN INVESTMENT MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wisconsin Rapids, WI
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289217
- AdvisorCensus page: https://advisorcensus.com/firm/sullivan-investment-management-llc-wisconsin-rapids-wi-289217

## Quick answers

**How is Sullivan Investment Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Sullivan Investment Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Sullivan Investment Management LLC located?**
Sullivan Investment Management LLC's principal office is in Wisconsin Rapids, WI, according to its Form ADV.

**Is Sullivan Investment Management LLC registered with the SEC or a state?**
Sullivan Investment Management LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 289217.

**How much does Sullivan Investment Management LLC manage?**
Sullivan Investment Management LLC reports $111,800,000 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**What types of clients does Sullivan Investment Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (151).

**Does Sullivan Investment Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289217

**Does Sullivan Investment Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 12, 2026 says: "The minimum account size is $200,000, however exceptions may be made for relatives of existing clients."

**What changed in Sullivan Investment Management LLC's recent Form ADV filings?**
In the May 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Account minimum: $200,000 (the brochure says it may be waived or negotiated)

> The minimum account size is $200,000, however exceptions may be made for relatives of existing clients.

- Minimum annual fee: $800

> Sullivan Investment Management does maintain a minimum fee of $800. In special circumstances fees are negotiable.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $111,800,000
- Discretionary: $111,800,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 151 | $111,800,000 |
| High net worth individuals | Fewer than 5 | Not reported |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MI, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sullivanmgt.com

## Changes in the filing (last 12 months)

### May 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sullivan Investment Management LLC (CRD 289217): Form ADV filing data as of October 2026.