{ "crd_number": 114679, "slug": "sucre-vail-wealth-advisors-houston-tx-114679", "primary_business_name": "SUCRE'-VAIL WEALTH ADVISORS", "legal_name": "SUCRE-VAIL, INC", "dbas": [], "city": "Houston", "state": "TX", "country": "United States", "cbsa_code": "26420", "metro": { "cbsa_code": "26420", "common_name": "Houston", "msa_name": "Houston-Pasadena-The Woodlands, TX", "path": "/advisors/tx/houston" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2006-05-19", "years_registered": 20, "period": "2026-10-01", "filing_date": "2026-03-13", "carried_forward": false, "raum_total": 55751113.0, "raum_discretionary": 0.0, "raum_non_discretionary": 55751113.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 4, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 17783015.0, "count": 46 }, "pension_profit_sharing": { "raum": 930377.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 37037721.0, "count": 15 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "other", "pension_consulting", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [ "TX" ], "websites": [ "https://facebook.com/sucrevailwa", "https://linkedin.com/company/sucre-vail-wealth-advisors", "https://sucrevailwa.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114679", "disclosure_items": [ { "item": "11.E(2)", "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?" }, { "item": "11.E(4)", "question": "Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?" } ], "city_as_filed": "HOUSTON", "url": "https://advisorcensus.com/firm/sucre-vail-wealth-advisors-houston-tx-114679", "display_name": "Sucre'-Vail Wealth Advisors", "summary": "Sucre'-Vail Wealth Advisors is a state-registered investment advisory firm in Houston, TX, registered since 2006, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.", "citation": "AdvisorCensus. Sucre'-Vail Wealth Advisors (CRD 114679): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Selection of other advisers (including private fund managers)", "Other" ], "quick_answers": [ { "q": "How is Sucre'-Vail Wealth Advisors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Sucre'-Vail Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Sucre'-Vail Wealth Advisors located?", "a": "Sucre'-Vail Wealth Advisors' principal office is in Houston, TX, according to its Form ADV." }, { "q": "Is Sucre'-Vail Wealth Advisors registered with the SEC or a state?", "a": "Sucre'-Vail Wealth Advisors is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 114679." }, { "q": "How much does Sucre'-Vail Wealth Advisors manage?", "a": "Sucre'-Vail Wealth Advisors reports $55,751,113 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (0% discretionary)." }, { "q": "What types of clients does Sucre'-Vail Wealth Advisors serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (46); high net worth individuals (15)." }, { "q": "Does Sucre'-Vail Wealth Advisors report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation) and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/114679" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/sucre-vail-wealth-advisors-houston-tx-114679.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 46, "fewer_than_5": false, "raum": 17783015.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 15, "fewer_than_5": false, "raum": 37037721.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 930377.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114679", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }