# Succession Financial, Inc

> Succession Financial, Inc is an SEC-registered investment advisory firm in McKinney, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 10, 2026.

- CRD: 336434
- Filed as: SUCCESSION FINANCIAL, INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: McKinney, TX
- Filing period: October 2026
- Form ADV filing dated: September 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336434
- AdvisorCensus page: https://advisorcensus.com/firm/succession-financial-inc-mckinney-tx-336434

## Quick answers

**How is Succession Financial, Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Succession Financial, Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Succession Financial, Inc located?**
Succession Financial, Inc's principal office is in McKinney, TX, according to its Form ADV.

**Is Succession Financial, Inc registered with the SEC or a state?**
Succession Financial, Inc is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336434.

**How much does Succession Financial, Inc manage?**
Succession Financial, Inc reports $210,297,733 in regulatory assets under management in its Form ADV filing dated September 10, 2026 (100% discretionary).

**How have Succession Financial, Inc's assets and staff changed since 2025?**
In the Form ADV data for Succession Financial, Inc: Total employees: 3 in October 2025 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Succession Financial, Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (111); high net worth individuals (62).

**Which custodians does Succession Financial, Inc use?**
Succession Financial, Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Succession Financial, Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336434

**Does Succession Financial, Inc state an account minimum?**
Its Form ADV Part 2A brochure dated April 24, 2026 says: "We do not have a minimum account size requirement to open or maintain an account."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated April 24, 2026)

- Account minimum: None

> We do not have a minimum account size requirement to open or maintain an account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $210,297,733
- Discretionary: $210,297,733
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 111 | $41,852,247 |
| High net worth individuals | 62 | $168,363,246 |
| Charitable organizations | Fewer than 5 | $82,240 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 6 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CT, IL, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- succession-financial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | 3 | July 8, 2025 |
| October 2026 | $210,297,733 | 6 | September 10, 2026 |

Total employees: 3 in October 2025 and 6 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Succession Financial, Inc (CRD 336434): Form ADV filing data as of October 2026.