# Successful Wealth Strategies, LLC

> Successful Wealth Strategies, LLC is a state-registered investment advisory firm in Collinsville, CT, registered since 2017, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 26, 2026.

- CRD: 286563
- Filed as: SUCCESSFUL WEALTH STRATEGIES, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Collinsville, CT
- Filing period: October 2026
- Form ADV filing dated: March 26, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/286563
- AdvisorCensus page: https://advisorcensus.com/firm/successful-wealth-strategies-llc-collinsville-ct-286563

## Quick answers

**How is Successful Wealth Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Successful Wealth Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Successful Wealth Strategies, LLC located?**
Successful Wealth Strategies, LLC's principal office is in Collinsville, CT, according to its Form ADV.

**Is Successful Wealth Strategies, LLC registered with the SEC or a state?**
Successful Wealth Strategies, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 286563.

**How much does Successful Wealth Strategies, LLC manage?**
Successful Wealth Strategies, LLC reports $50,599,858 in regulatory assets under management in its Form ADV filing dated March 26, 2026 (100% discretionary).

**What types of clients does Successful Wealth Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (158); high net worth individuals (29).

**Does Successful Wealth Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/286563

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $50,599,858
- Discretionary: $50,350,764
- Non-discretionary: $249,094

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 158 | $21,638,157 |
| High net worth individuals | 29 | $28,961,701 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2017 (9 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, MA, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- successfulwealthstrategies.com
- Facebook @successfulwealthstrategies
- Instagram @successfulwealthstrategies
- LinkedIn @successful-wealth-strategies

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Successful Wealth Strategies, LLC (CRD 286563): Form ADV filing data as of October 2026.