# Successful Money Strategies Inc

> Successful Money Strategies Inc is an SEC-registered investment advisory firm in Fall River, MA, registered since 1993, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 109829
- Filed as: SUCCESSFUL MONEY STRATEGIES INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Fall River, MA
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109829
- AdvisorCensus page: https://advisorcensus.com/firm/successful-money-strategies-inc-fall-river-ma-109829

## Quick answers

**How is Successful Money Strategies Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Successful Money Strategies Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Successful Money Strategies Inc's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 10, 2026 states: Asset-based fee: 0.4% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Successful Money Strategies Inc located?**
Successful Money Strategies Inc's principal office is in Fall River, MA, according to its Form ADV.

**Is Successful Money Strategies Inc registered with the SEC or a state?**
Successful Money Strategies Inc is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 109829.

**How much does Successful Money Strategies Inc manage?**
Successful Money Strategies Inc reports $227,105,725 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (100% discretionary).

**How have Successful Money Strategies Inc's assets and staff changed since 2021?**
In the Form ADV data for Successful Money Strategies Inc: Regulatory assets under management: $161,862,000 in the October 2021 data and $227,105,725 in the October 2026 data, up 40%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Successful Money Strategies Inc serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (201); high net worth individuals (72).

**Which custodians does Successful Money Strategies Inc use?**
Successful Money Strategies Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Successful Money Strategies Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109829

**What changed in Successful Money Strategies Inc's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $199,133,000 to $227,105,725 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Asset-based fee: 0.4% to 1.5% a year (a range, as the brochure states it)

> The current investment management fees range from 0.40% to 1.5% based on assets managed, complexity of the portfolio and other circumstances. These fees are negotiable.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $227,105,725
- Discretionary: $227,105,725
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 201 | $89,189,996 |
| High net worth individuals | 72 | $137,915,729 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1993 (33 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NH, NY, RI, SC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- successfulmoney.com
- Facebook @successfulmoneystrategies
- Instagram @successfulmoneystrategies
- LinkedIn @successful-money-strategies-inc
- YouTube @SuccessfulRetirementPodcast

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $161,862,000 | 2 | February 11, 2021 |
| October 2022 | $185,800,000 | 3 | March 25, 2022 |
| October 2023 | $161,442,000 | 3 | March 27, 2023 |
| October 2024 | $174,946,000 | 3 | August 21, 2024 |
| October 2025 | $199,133,000 | 3 | January 29, 2025 |
| October 2026 | $227,105,725 | 3 | March 10, 2026 |

Regulatory assets under management: $161,862,000 in the October 2021 data and $227,105,725 in the October 2026 data, up 40%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $199,133,000 to $227,105,725 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Successful Money Strategies Inc (CRD 109829): Form ADV filing data as of October 2026.