# Stuart Investment Advisors, Inc.

> Stuart Investment Advisors, Inc. is an SEC-registered investment advisory firm in Austin, TX, registered since 1999, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 109995
- Filed as: STUART INVESTMENT ADVISORS, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/109995
- AdvisorCensus page: https://advisorcensus.com/firm/stuart-investment-advisors-inc-austin-tx-109995

## Quick answers

**How is Stuart Investment Advisors, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Stuart Investment Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Stuart Investment Advisors, Inc. located?**
Stuart Investment Advisors, Inc.'s principal office is in Austin, TX, according to its Form ADV.

**Is Stuart Investment Advisors, Inc. registered with the SEC or a state?**
Stuart Investment Advisors, Inc. is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 109995.

**How much does Stuart Investment Advisors, Inc. manage?**
Stuart Investment Advisors, Inc. reports $630,506,335 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (87% discretionary).

**How have Stuart Investment Advisors, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Stuart Investment Advisors, Inc.: Regulatory assets under management: $453,318,367 in the October 2021 data and $630,506,335 in the October 2026 data, up 39%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Stuart Investment Advisors, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (217); high net worth individuals (169); charitable organizations (10).

**Which custodians does Stuart Investment Advisors, Inc. use?**
Stuart Investment Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James & Associates, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Stuart Investment Advisors, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109995

**Does Stuart Investment Advisors, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 12, 2026 says: "SIA generally requires a minimum relationship size of $250,000 to effectively implement its investment process. SIA may wave the minimum at its sole discretion."

**What changed in Stuart Investment Advisors, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $515,188,081 to $630,506,335 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 12, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> SIA generally requires a minimum relationship size of $250,000 to effectively implement its investment process. SIA may wave the minimum at its sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $630,506,335
- Discretionary: $548,913,586
- Non-discretionary: $81,592,749

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 217 | $80,949,985 |
| High net worth individuals | 169 | $525,567,476 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $10,989,337 |
| Charitable organizations | 10 | $9,918,957 |
| Corporations or other businesses not listed above | 5 | $3,080,580 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 1999 (27 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- stuartadvisors.com
- LinkedIn @carl-stuart-715aa310

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $453,318,367 | 3 | June 22, 2021 |
| October 2022 | $506,613,582 | 3 | March 1, 2022 |
| October 2023 | $424,173,431 | 4 | July 10, 2023 |
| October 2024 | $468,359,273 | 4 | April 11, 2024 |
| October 2025 | $515,188,081 | 4 | April 30, 2025 |
| October 2026 | $630,506,335 | 4 | March 12, 2026 |

Regulatory assets under management: $453,318,367 in the October 2021 data and $630,506,335 in the October 2026 data, up 39%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $515,188,081 to $630,506,335 (+22%).

### January 2026
- Registered or notice-filed in CO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stuart Investment Advisors, Inc. (CRD 109995): Form ADV filing data as of October 2026.