# Structured Wealth Management, Inc.

> Structured Wealth Management, Inc. is an SEC-registered investment advisory firm in Toledo, OH, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 146611
- Filed as: STRUCTURED WEALTH MANAGEMENT, INC.
- Also doing business as: SWM TAX
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Toledo, OH
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/146611
- AdvisorCensus page: https://advisorcensus.com/firm/structured-wealth-management-inc-toledo-oh-146611

## Quick answers

**How is Structured Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Structured Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; other.

**How much does Structured Wealth Management, Inc. charge?**
Its Form ADV Part 2A brochure dated February 27, 2026 states: Up to $250,000: 1.5% a year; $250,000 to $500,000: 1.25% a year; $500,000 to $1,000,000: 1.1% a year; $1,000,000 to $2,000,000: 1% a year; $2,000,000 to $5,000,000: 0.8% a year; Above $5,000,000: 0.6% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Structured Wealth Management, Inc. located?**
Structured Wealth Management, Inc.'s principal office is in Toledo, OH, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Structured Wealth Management, Inc. registered with the SEC or a state?**
Structured Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 146611.

**How much does Structured Wealth Management, Inc. manage?**
Structured Wealth Management, Inc. reports $226,890,000 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary).

**How have Structured Wealth Management, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Structured Wealth Management, Inc.: Regulatory assets under management: $169,000,000 in the October 2025 data and $226,890,000 in the October 2026 data, up 34%. Total employees: 4 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Structured Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (523); corporations or other businesses not listed above (4).

**Does Structured Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146611

**What changed in Structured Wealth Management, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $169,000,000 to $226,890,000 (+34%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Fees and minimums (Form ADV Part 2A brochure dated February 27, 2026)

- Up to $250,000: 1.5% a year
- $250,000 to $500,000: 1.25% a year
- $500,000 to $1,000,000: 1.1% a year
- $1,000,000 to $2,000,000: 1% a year
- $2,000,000 to $5,000,000: 0.8% a year
- Above $5,000,000: 0.6% a year

> Fees are calculated daily and billed quarterly in arrears based on the traditional tiered schedule below.

> Assets Under Management Annual Percentage (fee charged) $0 - $250,000 1.50% Next $250,000-$500,000 1.25% Next $500,000-$1,000,000 1.10% Next $1,000,000-$2,000,000 1.00% Next $2,000,000-$5,000,000 .80% Above $5,000,000 .60%

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $226,890,000
- Discretionary: $226,890,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 523 | $226,348,000 |
| Corporations or other businesses not listed above | 4 | $542,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MI, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Haslet, TX

### Websites listed on Form ADV (Item 1.I)
- structuredplan.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $169,000,000 | 4 | June 18, 2025 |
| October 2026 | $226,890,000 | 4 | February 27, 2026 |

Regulatory assets under management: $169,000,000 in the October 2025 data and $226,890,000 in the October 2026 data, up 34%.
Total employees: 4 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $169,000,000 to $226,890,000 (+34%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Structured Wealth Management, Inc. (CRD 146611): Form ADV filing data as of October 2026.