{
  "crd_number": 146611,
  "slug": "structured-wealth-management-inc-toledo-oh-146611",
  "primary_business_name": "STRUCTURED WEALTH MANAGEMENT, INC.",
  "legal_name": "STRUCTURED WEALTH MANAGEMENT, INC.",
  "dbas": [
    "SWM TAX"
  ],
  "city": "Toledo",
  "state": "OH",
  "country": "United States",
  "cbsa_code": "45780",
  "metro": {
    "cbsa_code": "45780",
    "common_name": "Toledo",
    "msa_name": "Toledo, OH",
    "path": "/advisors/oh/toledo"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-07-11",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-02-27",
  "carried_forward": false,
  "raum_total": 226890000.0,
  "raum_discretionary": 226890000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 4,
  "advisory_employees": 2,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 226348000.0,
      "count": 523
    },
    "corporations_other_businesses": {
      "raum": 542000.0,
      "count": 4
    }
  },
  "compensation_types": [
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "MI",
    "OH",
    "TX"
  ],
  "websites": [
    "https://structuredplan.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146611",
  "city_as_filed": "TOLEDO",
  "url": "https://advisorcensus.com/firm/structured-wealth-management-inc-toledo-oh-146611",
  "display_name": "Structured Wealth Management, Inc.",
  "summary": "Structured Wealth Management, Inc. is an SEC-registered investment advisory firm in Toledo, OH, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.",
  "citation": "AdvisorCensus. Structured Wealth Management, Inc. (CRD 146611): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Structured Wealth Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Structured Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; other."
    },
    {
      "q": "What does Structured Wealth Management, Inc.'s brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated February 27, 2026 states: Up to $250,000: 1.5% a year; $250,000 to $500,000: 1.25% a year; $500,000 to $1,000,000: 1.1% a year; $1,000,000 to $2,000,000: 1% a year; $2,000,000 to $5,000,000: 0.8% a year; Above $5,000,000: 0.6% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Structured Wealth Management, Inc. located?",
      "a": "Structured Wealth Management, Inc.'s principal office is in Toledo, OH, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Structured Wealth Management, Inc. registered with the SEC or a state?",
      "a": "Structured Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 146611."
    },
    {
      "q": "How much does Structured Wealth Management, Inc. manage?",
      "a": "Structured Wealth Management, Inc. reports $226,890,000 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Structured Wealth Management, Inc.'s assets and staff changed since 2025?",
      "a": "In the Form ADV data for Structured Wealth Management, Inc.: Regulatory assets under management: $169,000,000 in the October 2025 data and $226,890,000 in the October 2026 data, up 34%. Total employees: 4 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Structured Wealth Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (523); corporations or other businesses not listed above (4)."
    },
    {
      "q": "Does Structured Wealth Management, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146611"
    },
    {
      "q": "What changed in Structured Wealth Management, Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $169,000,000 to $226,890,000 (+34%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 169000000.0,
      "total_employees": 4,
      "filing_date": "2025-06-18"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 226890000.0,
      "total_employees": 4,
      "filing_date": "2026-02-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $169,000,000 to $226,890,000 (+34%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 27, 2026",
    "tiers": [
      {
        "band": "Up to $250,000",
        "rate": "1.5%"
      },
      {
        "band": "$250,000 to $500,000",
        "rate": "1.25%"
      },
      {
        "band": "$500,000 to $1,000,000",
        "rate": "1.1%"
      },
      {
        "band": "$1,000,000 to $2,000,000",
        "rate": "1%"
      },
      {
        "band": "$2,000,000 to $5,000,000",
        "rate": "0.8%"
      },
      {
        "band": "Above $5,000,000",
        "rate": "0.6%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $250,000: 1.5% a year",
          "$250,000 to $500,000: 1.25% a year",
          "$500,000 to $1,000,000: 1.1% a year",
          "$1,000,000 to $2,000,000: 1% a year",
          "$2,000,000 to $5,000,000: 0.8% a year",
          "Above $5,000,000: 0.6% a year"
        ],
        "quotes": [
          "Fees are calculated daily and billed quarterly in arrears based on the traditional tiered schedule below.",
          "Assets Under Management Annual Percentage (fee charged)\n$0 - $250,000 1.50%\nNext $250,000-$500,000 1.25%\nNext $500,000-$1,000,000 1.10%\nNext $1,000,000-$2,000,000 1.00%\nNext $2,000,000-$5,000,000 .80%\nAbove $5,000,000 .60%"
        ]
      }
    ],
    "quotes": [
      "Fees are calculated daily and billed quarterly in arrears based on the traditional tiered schedule below.",
      "Assets Under Management Annual Percentage (fee charged)\n$0 - $250,000 1.50%\nNext $250,000-$500,000 1.25%\nNext $500,000-$1,000,000 1.10%\nNext $1,000,000-$2,000,000 1.00%\nNext $2,000,000-$5,000,000 .80%\nAbove $5,000,000 .60%"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/structured-wealth-management-inc-toledo-oh-146611.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 523,
      "fewer_than_5": false,
      "raum": 226348000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 4,
      "fewer_than_5": false,
      "raum": 542000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146611",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}