{ "crd_number": 322039, "slug": "strive-asset-management-dallas-tx-322039", "primary_business_name": "STRIVE ASSET MANAGEMENT", "legal_name": "STRIVE ASSET MANAGEMENT, LLC", "dbas": [], "city": "Dallas", "state": "TX", "country": "United States", "cbsa_code": "19100", "metro": { "cbsa_code": "19100", "common_name": "Dallas", "msa_name": "Dallas-Fort Worth-Arlington, TX", "path": "/advisors/tx/dallas" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-06-21", "years_registered": 4, "period": "2026-10-01", "filing_date": "2026-06-12", "carried_forward": false, "raum_total": 2375076576.0, "raum_discretionary": 2375076576.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 33, "advisory_employees": 3, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "investment_companies": { "raum": 2372737183.0, "count": 13 }, "high_net_worth_individuals": { "raum": 728068.0, "count": null, "fewer_than_5": true }, "pooled_investment_vehicles": { "raum": 1611325.0, "count": 1 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_individuals", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "TX" ], "websites": [ "https://facebook.com/Strive-Funds-113550057996531", "https://instagram.com/strivefunds", "https://linkedin.com/company/striveassetmanagement", "https://strive.com", "https://striveassetmanagement.com", "https://strivefunds.com", "https://tiktok.com/@strivefunds?_t=ZT-8v9Ig2YKBsk", "https://x.com/StriveFunds?lang=en", "https://youtube.com/channel/UCwM6X2HBahpuluBMNtT0wUg" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322039", "city_as_filed": "DALLAS", "url": "https://advisorcensus.com/firm/strive-asset-management-dallas-tx-322039", "display_name": "Strive Asset Management", "summary": "Strive Asset Management is an SEC-registered investment advisory firm in Dallas, TX, registered since 2022, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 12, 2026.", "citation": "AdvisorCensus. Strive Asset Management (CRD 322039): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Strive Asset Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Strive Asset Management reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Strive Asset Management located?", "a": "Strive Asset Management's principal office is in Dallas, TX, according to its Form ADV; the June 2025 filing also lists 3 other offices (Schedule D, Section 1.F)." }, { "q": "Is Strive Asset Management registered with the SEC or a state?", "a": "Strive Asset Management is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 322039." }, { "q": "How much does Strive Asset Management manage?", "a": "Strive Asset Management reports $2,375,076,576 in regulatory assets under management in its Form ADV filing dated June 12, 2026 (100% discretionary)." }, { "q": "How have Strive Asset Management's assets and staff changed since 2022?", "a": "In the Form ADV data for Strive Asset Management: Regulatory assets under management: $327,138,265 in the October 2022 data and $2,375,076,576 in the October 2026 data, up 626%. Total employees: 24 in October 2022 and 33 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Strive Asset Management serve?", "a": "By number of clients on Form ADV Item 5.D: investment companies (13); pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Which custodians does Strive Asset Management use?", "a": "Strive Asset Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Strive Asset Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/322039" }, { "q": "What changed in Strive Asset Management's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 10 to 3." } ], "filing_history": [ { "period": "2022-10-01", "regulatory_assets_under_management": 327138265.0, "total_employees": 24, "filing_date": "2022-09-15" }, { "period": "2023-10-01", "regulatory_assets_under_management": 663313107.0, "total_employees": 40, "filing_date": "2023-09-20" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1080336882.0, "total_employees": 45, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2059519862.0, "total_employees": 31, "filing_date": "2025-05-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2375076576.0, "total_employees": 33, "filing_date": "2026-06-12" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 10 to 3." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "No longer registered or notice-filed in CA, FL, OH." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Regulatory assets under management went from $2,059,519,862 to $2,352,768,115 (+14%)." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "No longer lists an office in Dallas, TX.", "No longer lists an office in Irving, TX.", "No longer lists an office in Santa Barbara, CA.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/strive-asset-management-dallas-tx-322039.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": null, "fewer_than_5": true, "raum": 728068.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 13, "fewer_than_5": false, "raum": 2372737183.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 1611325.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/322039", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }