{ "crd_number": 157553, "slug": "stripes-llc-new-york-ny-157553", "primary_business_name": "STRIPES, LLC", "legal_name": "STRIPES MANAGEMENT, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-03-30", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 8140404018.0, "raum_discretionary": 8140404018.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 51, "advisory_employees": 51, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 8140404018.0, "count": 27 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CO", "NY" ], "websites": [ "https://instagram.com/stripesco_?hl=en", "https://linkedin.com/COMPANY/STRIPESCO", "https://stripes.co", "https://x.com/STRIPESCO_" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157553", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/stripes-llc-new-york-ny-157553", "display_name": "Stripes, LLC", "summary": "Stripes, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Stripes, LLC (CRD 157553): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Stripes, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Stripes, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "How much does Stripes, LLC charge?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 2% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Stripes, LLC located?", "a": "Stripes, LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Stripes, LLC registered with the SEC or a state?", "a": "Stripes, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157553." }, { "q": "How much does Stripes, LLC manage?", "a": "Stripes, LLC reports $8,140,404,018 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Stripes, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Stripes, LLC: Regulatory assets under management: $4,481,619,858 in the October 2021 data and $8,140,404,018 in the October 2026 data, up 82%. Total employees: 35 in October 2021 and 51 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Stripes, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (27)." }, { "q": "Does Stripes, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157553" }, { "q": "What changed in Stripes, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 47 to 51. Regulatory assets under management went from $6,867,317,399 to $8,140,404,018 (+19%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 4481619858.0, "total_employees": 35, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 8338456683.0, "total_employees": 40, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 7560196983.0, "total_employees": 50, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6944529493.0, "total_employees": 45, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 6867317399.0, "total_employees": 47, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 8140404018.0, "total_employees": 51, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 47 to 51.", "Regulatory assets under management went from $6,867,317,399 to $8,140,404,018 (+19%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": "2% of assets a year", "stated_range": null, "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 2% of assets a year" ], "quotes": [ "The amount of Management Fees payable by a Fund during its commitment period (i.e., the period of time during which the limited partners’ capital commitments may be drawn upon to make new investments) is approximately 2% per annum of the Fund’s aggregate capital commitments." ] } ], "values": { "tiers": [ { "min": null, "max": null, "rate_pct": 2.0 } ], "range_pct": null, "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "The amount of Management Fees payable by a Fund during its commitment period (i.e., the period of time during which the limited partners’ capital commitments may be drawn upon to make new investments) is approximately 2% per annum of the Fund’s aggregate capital commitments." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/stripes-llc-new-york-ny-157553.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 27, "fewer_than_5": false, "raum": 8140404018.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/157553", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }