{ "crd_number": 153184, "slug": "stratos-wealth-partners-ltd-beachwood-oh-153184", "primary_business_name": "STRATOS WEALTH PARTNERS, LTD", "legal_name": "STRATOS WEALTH PARTNERS, LTD", "dbas": [ "ACORN INVESTMENT STRATEGIES", "ANDERSON WEALTH MANAGEMENT", "AVL WEALTHCARE", "BASDAKIS WEALTH MANAGEMENT GROUP", "BEAM CAPITAL PARTNERS", "BELVEDERE WEALTH PARTNERS", "BOREMAN, NORTON, COOK WEALTH PARTNERS", "BOYD WEALTH MANAGEMENT", "BRACKENS FINANCIAL SOLUTIONS NETWORK LLC", "BULLINGTON CAPITAL MANAGEMENT", "BUTSON FINANCIAL ADVISORS, LLC DIVISION", "BWM FINANCIAL", "BWMG, INC", "CALIGIURI FINANCIAL", "CAPITAL TO LEGACY ADVISORS", "CAPTURE WEALTH MANAGEMENT", "CARDINAL CAPITAL MANAGEMENT LLC", "CAVU FINANCIAL LLC", "CERTUS WEALTH ADVISORS", "CLARICITY WEALTH & PLANNING", "CLIENT CENTRIC FINANCIAL ADVISORS LLC", "COLUMBIA FINANCIAL INC", "CONEXT WEALTH PARTNERS", "COY-KAMPH FINANCIAL GROUP", "DALTON INVESTMENT AND RETIREMENT SERVICES", "DAVID WEALTH MANAGEMENT GROUP", "EL CAMINO WEALTH MANAGEMENT", "EVERVEST FINANCIAL", "FINANCIAL DESIGN INVESTMENTS AND INSURANCE", "FINANCIAL WELLNESS PARTNERS, LLC", "FIRST GENESIS OF VIRGINIA", "FIRST NATIONAL WEALTH MANAGEMENT", "FIRST WEALTH FINANCIAL GROUP LLP", "FREDERICK + WELLS ADVISORS", "FREITAS WEALTH MANAGEMENT GROUP", "G AND G WEALTH", "G&G WEALTH", "HARBOR WEALTH ADVISORS", "HARRIS WEALTH MANAGEMENT", "HERITAGE FINANCIAL PARTNERS LLC", "HORIZON WEALTH MANAGEMENT, LLC", "J ROMERO WEALTH ADVISORS", "J.M. FRANKLIN & COMPANY, LLC", "JERVIS FINANCIAL GROUP", "JORDHEIM - AMBROSE WEALTH MANAGEMENT", "LEGATO PRIVATE WEALTH", "M&M WEALTH ADVISORY", "MARQUIS WEALTH GROUP", "MILLER PRIVATE WEALTH MANAGEMENT", "MILLER PRIVATE WEALTH MANAGEMENT LLC", "MITCHELL MONEY MANAGEMENT, LLC", "MVEST LLC", "MY HARMONY WEALTH", "MY HARMONY WEALTH ADVISORS", "NEXTIER WEALTH MANAGEMENT", "NIL WEALTH MANAGEMENT", "NORTH COUNTY WEALTH, LLC", "NORTH VALLEY INVESTMENT PARTNERS", "OLD FORT WEALTH MANAGEMENT", "OLYMPIA WEALTH & LIFE MANAGEMENT", "OLYMPUS PRIVATE WEALTH ADVISORS, LLC", "OPES WEALTH PARTNERS", "OUTCOME PRIVATE WEALTH", "PARKVIEW PARTNERS CAPITAL MANAGEMENT", "PATTI WEALTH MANAGEMENT", "PEARL PRIVATE WEALTH", "PETTINELLI FINANCIAL PARTNERS", "PLAN FOR YOUR TOMORROW INC", "PLAN YOUR FUTURE RETIREMENT", "RETIREMENT WEALTH PARTNERS", "RILEY/ECHOLS WEALTH MANAGEMENT", "RITTEL & MAHONEY WEALTH MANAGEMENT", "ROOTED ADVISORY GROUP", "SCHRAMM FINANCIAL GROUP", "SERIE WEALTH ADVISORY, LLC", "SHAW PLANNING & ADVISORY", "SHEERBROOK WEALTH MANAGEMENT", "STALL INVESTMENT SERVICES", "STRATOS PRIVATE WEALTH", "STRATOS WEALTH ADVISORS OUTER BANKS", "THE KELLEY FINANCIAL GROUP", "TRUVIUM WEALTH MANAGEMENT", "TURCOTTE WEALTH MANAGEMENT", "VAN KIRK WEALTH ADVISORS", "VANTAGE WEALTH MANAGEMENT", "VAULT ASSET ADVISORS", "VAULT PRIVATE WEALTH MANAGEMENT", "VERTEX INVESTMENT PARTNERS", "VERTICAL CHARTER INVESTMENTS", "WEALTH ADVOCATE GROUP LLC", "WEALTHSOURCE, INC", "WEAVE WEALTH PARTNERS", "WHITE BLAZE WEALTH MANAGEMENT", "YOUNG AMERICAN WEALTH MANAGEMENT" ], "city": "Beachwood", "state": "OH", "country": "United States", "cbsa_code": "17410", "metro": { "cbsa_code": "17410", "common_name": "Cleveland", "msa_name": "Cleveland, OH", "path": "/advisors/oh/cleveland" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2010-06-04", "years_registered": 16, "period": "2026-10-01", "filing_date": "2026-10-01", "carried_forward": false, "raum_total": 18646381698.0, "raum_discretionary": 17847976323.0, "raum_non_discretionary": 798405375.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 618, "advisory_employees": 352, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 0.0, "count": 0 }, "charitable": { "raum": 284208872.0, "count": 121 }, "individuals": { "raum": 5683590488.0, "count": 20685 }, "banking_thrift": { "raum": 5455035.0, "count": null, "fewer_than_5": true }, "state_municipal": { "raum": 0.0, "count": 0 }, "insurance_companies": { "raum": 20131281.0, "count": 5 }, "investment_companies": { "raum": 0.0, "count": 0 }, "pension_profit_sharing": { "raum": 75893300.0, "count": 106 }, "other_investment_advisers": { "raum": 0.0, "count": 0 }, "high_net_worth_individuals": { "raum": 11874365296.0, "count": 4159 }, "pooled_investment_vehicles": { "raum": 0.0, "count": 0 }, "corporations_other_businesses": { "raum": 702737426.0, "count": 315 }, "business_development_companies": { "raum": 0.0, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 0.0, "count": 0 } }, "compensation_types": [ "fixed", "hourly", "other", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "pension_consulting", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AK", "AL", "AR", "AZ", "CA", "CO", "CT", "DC", "DE", "FL", "GA", "HI", "IA", "ID", "IL", "IN", "KS", "KY", "LA", "MA", "MD", "ME", "MI", "MN", "MO", "MS", "MT", "NC", "ND", "NE", "NH", "NJ", "NM", "NV", "NY", "OH", "OK", "OR", "PA", "RI", "SC", "SD", "TN", "TX", "UT", "VA", "VT", "WA", "WI", "WV", "WY" ], "websites": [ "https://acorninvestmentstrategies.com", "https://ajainwealthmanagement.com", "https://anthonyveiga.com", "https://avlwealthcare.com", "https://bartonspectorwealth.com", "https://beamcapitalpartners.com", "https://belvederewealthpartners.com", "https://bncwp.com", "https://bracciante.com", "https://brackensfsn.com", "https://brucelindvig.com", "https://butsonstratoswp.com", "https://bwmfinancial.com", "https://caligiurifinancial.com", "https://capturewealthmanagement.com", "https://cardinalcapitalmgmt.com", "https://cavufinancial.com", "https://certuswealthadvisors.com", "https://claricitywealth.com", "https://clientcentricfinancialadvisors.com", "https://columbiafinancialinc.com", "https://coy-kamphfinancialgroup.com", "https://dalton-investments.com", "https://davidwmg.com", "https://elcaminowm.com", "https://evervestfinancial.com", "https://facebook.com/STRATOSWEALTHPARTNERSLTD", "https://fiduciaryinvesting.net", "https://financialdesignohio.com", "https://financialwellnesspartners.com", "https://firstgenesisva.com", "https://firstwealthfinancialgroup.com", "https://frederickwells.com", "https://freitaswmg.com", "https://gandgwealth.com", "https://grantulrick.com", "https://healdfinancial.com", "https://heritagefinancialpartners.com", "https://horizonwealth.com", "https://jervisfinancialgroup.com", "https://jmfranklincompany.com", "https://johnnielsen.stratoswp.com", "https://joinstratos.com", "https://jordheimandambrose.com", "https://kenrenfro.com", "https://legatoprivatewealth.com", "https://liamguiney.com", "https://life-as-planned.com", "https://linkedin.com/COMPANY/STRATOS-WEALTH-PARTNERS", "https://lupicastratoswp.com", "https://mmwealthadvisory.com", "https://myharmonywealthadvisors.com", "https://mystratosplan.com", "https://northstarswp.com", "https://olympusprivatewealthadvisors.com", "https://outcomepw.com", "https://parkviewpcm.com", "https://pattiwm.com", "https://paultramontozzi.com", "https://pettinellifp.com", "https://planforyourtomorrow.com", "https://prescottwealthmanagement.com", "https://ptmfinancial.com", "https://realinvestmenthelp.com", "https://rileyecholswealthmanagement.com", "https://samerhilal.com", "https://schrammfinancial.com", "https://sheerbrookwm.com", "https://stratosca.com", "https://stratosmaryland.com", "https://stratosmd.com", "https://stratosneworleans.com", "https://stratosobx.com", "https://stratosretirement.com", "https://stratossedonaflag.com", "https://stratosutah.com", "https://stratoswealthpartners.com", "https://stratoswestlake.com", "https://teampwm.stratoswp.com", "https://thekelleyfinancialgroup.com", "https://truviumwealth.com", "https://turcottewm.com", "https://vankirkwa.com", "https://wealthadvocategroup.com", "https://wealthmanagementkmg.com", "https://weavewealth.com", "https://whiteblazewm.com", "https://x.com/Stratos_Wealth", "https://youngamericanwm.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/153184", "city_as_filed": "BEACHWOOD", "url": "https://advisorcensus.com/firm/stratos-wealth-partners-ltd-beachwood-oh-153184", "display_name": "Stratos Wealth Partners, Ltd", "summary": "Stratos Wealth Partners, Ltd is an SEC-registered investment advisory firm in Beachwood, OH, registered since 2010, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated October 1, 2026.", "citation": "AdvisorCensus. Stratos Wealth Partners, Ltd (CRD 153184): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Pension consulting services", "Selection of other advisers (including private fund managers)", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Stratos Wealth Partners, Ltd compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Stratos Wealth Partners, Ltd reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other." }, { "q": "Where is Stratos Wealth Partners, Ltd located?", "a": "Stratos Wealth Partners, Ltd's principal office is in Beachwood, OH, according to its Form ADV; the October 2026 filing also lists 21 other offices (Schedule D, Section 1.F)." }, { "q": "Is Stratos Wealth Partners, Ltd registered with the SEC or a state?", "a": "Stratos Wealth Partners, Ltd is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 153184." }, { "q": "How much does Stratos Wealth Partners, Ltd manage?", "a": "Stratos Wealth Partners, Ltd reports $18,646,381,698 in regulatory assets under management in its Form ADV filing dated October 1, 2026 (96% discretionary)." }, { "q": "How have Stratos Wealth Partners, Ltd's assets and staff changed since 2021?", "a": "In the Form ADV data for Stratos Wealth Partners, Ltd: Regulatory assets under management: $8,498,228,840 in the October 2021 data and $18,646,381,698 in the October 2026 data, up 119%. Total employees: 464 in October 2021 and 618 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Stratos Wealth Partners, Ltd serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (20,685); high net worth individuals (4,159); corporations or other businesses not listed above (315)." }, { "q": "Which custodians does Stratos Wealth Partners, Ltd use?", "a": "Stratos Wealth Partners, Ltd's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC and LPL Financial LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Stratos Wealth Partners, Ltd report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/153184" }, { "q": "What changed in Stratos Wealth Partners, Ltd's recent Form ADV filings?", "a": "In the October 2026 filing data: No longer lists the business name Twenty Four Wealth Management. No longer lists the business name Twenty Four Wealth. No longer lists the business name Fitz Wealth Management. Added an office in Scottsdale, AZ. No longer lists an office in Darien, CT." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 8498228840.0, "total_employees": 464, "filing_date": "2021-09-28" }, { "period": "2022-10-01", "regulatory_assets_under_management": 11042597178.0, "total_employees": 497, "filing_date": "2022-09-22" }, { "period": "2023-10-01", "regulatory_assets_under_management": 10316254814.0, "total_employees": 525, "filing_date": "2023-10-04" }, { "period": "2024-10-01", "regulatory_assets_under_management": 12533266805.0, "total_employees": 562, "filing_date": "2024-09-30" }, { "period": "2025-10-01", "regulatory_assets_under_management": 14471243743.0, "total_employees": 555, "filing_date": "2025-07-24" }, { "period": "2026-10-01", "regulatory_assets_under_management": 18646381698.0, "total_employees": 618, "filing_date": "2026-10-01" } ], "recent_changes": [ { "period": "2026-10-01", "period_label": "October 2026", "notes": [ "No longer lists the business name Twenty Four Wealth Management.", "No longer lists the business name Twenty Four Wealth.", "No longer lists the business name Fitz Wealth Management.", "Added an office in Scottsdale, AZ.", "No longer lists an office in Darien, CT." ] }, { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Added the business name NIL Wealth Management.", "Added the business name Miller Private Wealth Management." ] }, { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Added the business name Capital to Legacy Advisors." ] }, { "period": "2026-06-01", "period_label": "June 2026", "notes": [ "Added the business name North County Wealth, LLC.", "Added the business name Legato Private Wealth.", "Added the business name Bullington Capital Management." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $14,471,243,743 to $18,646,381,698 (+29%).", "Employees performing advisory functions went from 325 to 352.", "Added the business name Shaw Planning & Advisory.", "Added the business name Olympus Private Wealth Advisors, LLC.", "No longer lists the business name Olympus Wealth Partners, Inc..", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Added the business name Horizon Wealth Management, LLC.", "No longer lists the business name Horizon Wealth Partners, LLC." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Added the business name Financial Design Investments and Insurance.", "No longer lists the business name Financial Design Agency of Ohio, Inc." ] }, { "period": "2025-11-01", "period_label": "November 2025", "notes": [ "Added the business name Mvest LLC.", "Added the business name My Harmony Wealth.", "No longer lists the business name Deluca Financial Strategies.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false }, { "name": "LPL Financial LLC", "name_as_filed": "LPL FINANCIAL LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/stratos-wealth-partners-ltd-beachwood-oh-153184.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 20685, "fewer_than_5": false, "raum": 5683590488.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 4159, "fewer_than_5": false, "raum": 11874365296.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": null, "fewer_than_5": true, "raum": 5455035.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 106, "fewer_than_5": false, "raum": 75893300.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 121, "fewer_than_5": false, "raum": 284208872.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 5, "fewer_than_5": false, "raum": 20131281.0 }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": 0.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 315, "fewer_than_5": false, "raum": 702737426.0 }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": 0.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/153184", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }