{
  "crd_number": 300130,
  "slug": "stratis-capital-llc-darien-ct-300130",
  "primary_business_name": "STRATIS CAPITAL, LLC",
  "legal_name": "STRATIS CAPITAL, LLC",
  "dbas": [],
  "city": "Darien",
  "state": "CT",
  "country": "United States",
  "cbsa_code": "14860",
  "metro": {
    "cbsa_code": "14860",
    "common_name": "Bridgeport",
    "msa_name": "Bridgeport-Stamford-Danbury, CT",
    "path": "/advisors/ct/bridgeport"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-01-27",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-10",
  "carried_forward": false,
  "raum_total": 507523189.0,
  "raum_discretionary": 334368218.0,
  "raum_non_discretionary": 173154971.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "high_net_worth_individuals": {
      "raum": 507523189.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CT"
  ],
  "websites": [
    "https://facebook.com/stratiscap",
    "https://linkedin.com/company/stratiscap",
    "https://stratiscap.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/300130",
  "city_as_filed": "DARIEN",
  "url": "https://advisorcensus.com/firm/stratis-capital-llc-darien-ct-300130",
  "display_name": "Stratis Capital, LLC",
  "summary": "Stratis Capital, LLC is an SEC-registered investment advisory firm in Darien, CT, registered since 2020, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 10, 2026.",
  "citation": "AdvisorCensus. Stratis Capital, LLC (CRD 300130): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Stratis Capital, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Stratis Capital, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Stratis Capital, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 10, 2026 states: Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Stratis Capital, LLC located?",
      "a": "Stratis Capital, LLC's principal office is in Darien, CT, according to its Form ADV."
    },
    {
      "q": "Is Stratis Capital, LLC registered with the SEC or a state?",
      "a": "Stratis Capital, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 300130."
    },
    {
      "q": "How much does Stratis Capital, LLC manage?",
      "a": "Stratis Capital, LLC reports $507,523,189 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (66% discretionary)."
    },
    {
      "q": "How have Stratis Capital, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Stratis Capital, LLC: Regulatory assets under management: $361,351,906 in the October 2021 data and $507,523,189 in the October 2026 data, up 40%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Stratis Capital, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (1)."
    },
    {
      "q": "Which custodians does Stratis Capital, LLC use?",
      "a": "Stratis Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citigroup Global Markets Inc. and Goldman Sachs & Co. LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Stratis Capital, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/300130"
    },
    {
      "q": "Does Stratis Capital, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 10, 2026 says: \"In general, we require a minimum of $5 million to open and maintain an advisory account. At our discretion, we may waive this minimum account size.\""
    },
    {
      "q": "What changed in Stratis Capital, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $448,825,448 to $507,523,189 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 361351906.0,
      "total_employees": 1,
      "filing_date": "2021-03-26"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 412472496.0,
      "total_employees": 1,
      "filing_date": "2022-03-21"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 396382437.0,
      "total_employees": 1,
      "filing_date": "2023-03-15"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 398683592.0,
      "total_employees": 1,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 448825448.0,
      "total_employees": 1,
      "filing_date": "2025-02-25"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 507523189.0,
      "total_employees": 1,
      "filing_date": "2026-03-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $448,825,448 to $507,523,189 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 10, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": "0.25% to 2% a year",
    "stated_maximum": null,
    "account_minimum": "$5,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.25% to 2% a year (a range, as the brochure states it)"
        ],
        "quotes": [
          "Our annual fee for portfolio management and asset allocation services varies between 0.25% to 2.0% depending upon the market value of your assets under our management, the type and complexity of the asset management services provided, travel, as well as the level of administration requested either directly or assumed by the client."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "In general, we require a minimum of $5 million to open and maintain an advisory account. At our discretion, we may waive this minimum account size."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": [
        0.25,
        2.0
      ],
      "max_pct": null,
      "account_minimum": 5000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Our annual fee for portfolio management and asset allocation services varies between 0.25% to 2.0% depending upon the market value of your assets under our management, the type and complexity of the asset management services provided, travel, as well as the level of administration requested either directly or assumed by the client.",
      "In general, we require a minimum of $5 million to open and maintain an advisory account. At our discretion, we may waive this minimum account size."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Citigroup Global Markets Inc.",
      "name_as_filed": "CITIGROUP GLOBAL MARKETS INC.",
      "affiliated": false
    },
    {
      "name": "Goldman Sachs & Co. LLC",
      "name_as_filed": "GOLDMAN SACHS & CO. LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/stratis-capital-llc-darien-ct-300130.md",
  "clients": [
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1,
      "fewer_than_5": true,
      "raum": 507523189.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/300130",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}