# Strathmore Capital Advisors

> Strathmore Capital Advisors is an SEC-registered investment advisory firm in Charlotte, NC, registered since 2016, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated September 28, 2026.

- CRD: 135008
- Filed as: STRATHMORE CAPITAL ADVISORS
- Legal name: Strathmore Capital Advisors, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charlotte, NC
- Filing period: October 2026
- Form ADV filing dated: September 28, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/135008
- AdvisorCensus page: https://advisorcensus.com/firm/strathmore-capital-advisors-charlotte-nc-135008

## Quick answers

**How is Strathmore Capital Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Strathmore Capital Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Strathmore Capital Advisors located?**
Strathmore Capital Advisors' principal office is in Charlotte, NC, according to its Form ADV; the October 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is Strathmore Capital Advisors registered with the SEC or a state?**
Strathmore Capital Advisors is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 135008.

**How much does Strathmore Capital Advisors manage?**
Strathmore Capital Advisors reports $805,034,607 in regulatory assets under management in its Form ADV filing dated September 28, 2026 (98% discretionary).

**How have Strathmore Capital Advisors' assets and staff changed since 2021?**
In the Form ADV data for Strathmore Capital Advisors: Regulatory assets under management: $297,903,343 in the October 2021 data and $805,034,607 in the October 2026 data, up 170%. Total employees: 7 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Strathmore Capital Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (256); high net worth individuals (237); corporations or other businesses not listed above (8).

**Which custodians does Strathmore Capital Advisors use?**
Strathmore Capital Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Strathmore Capital Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/135008

**Does Strathmore Capital Advisors state an account minimum?**
Its Form ADV Part 2A brochure dated March 26, 2026 says: "Strathmore Capital generally prefers to work with a minimum of $1,000,000 in managed assets for new client advisory relationships, although the firm may, in its sole discretion, make exceptions to the foregoing."

**What changed in Strathmore Capital Advisors' recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $455,911,264 to $805,034,607 (+77%). Employees performing advisory functions went from 6 to 11. Added an office in Glen Allen, VA. Added an office in Pooler, GA. Registered or notice-filed in CA, FL. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 26, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Strathmore Capital generally prefers to work with a minimum of $1,000,000 in managed assets for new client advisory relationships, although the firm may, in its sole discretion, make exceptions to the foregoing.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $805,034,607
- Discretionary: $789,801,939
- Non-discretionary: $15,232,668

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 256 | $107,431,819 |
| High net worth individuals | 237 | $662,674,232 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $7,635,237 |
| Charitable organizations | Fewer than 5 | $8,996,310 |
| Corporations or other businesses not listed above | 8 | $18,297,009 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2016 (10 years)
- Employees: 17 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, DC, FL, GA, MD, NC, RI, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Burlington, NC
- Glen Allen, VA
- Pooler, GA
- Statesville, NC
- Washington, DC

### Websites listed on Form ADV (Item 1.I)
- newpotomacpartners.com
- richmondcollegeplanning.com
- richmondcollegeplanning.org
- richmondwealthadvisors.com
- richmondwealthadvisors.info
- richmondwealthadvisors.net
- richmondwealthadvisors.org
- strathmorecapadv.com
- summit-financialpartners.com
- summitexitplanning.com
- summitexitplanning.org
- summitfinancialadvisor.com
- summitfinancialpartner.com
- summitfinancialpartnersrva.com
- summitfinancialplanning.com
- summitfinancialplanning.reviews
- summitfinancialrva.com
- summitfp.org
- summitrva.com
- Facebook @category
- Instagram @strathmorecapitaladvisors
- LinkedIn @strathmore-capital-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $297,903,343 | 7 | April 19, 2021 |
| October 2022 | $368,325,140 | 7 | March 30, 2022 |
| October 2023 | $342,708,234 | 7 | March 10, 2023 |
| October 2024 | $390,978,726 | 8 | September 9, 2024 |
| October 2025 | $455,911,264 | 9 | July 21, 2025 |
| October 2026 | $805,034,607 | 17 | September 28, 2026 |

Regulatory assets under management: $297,903,343 in the October 2021 data and $805,034,607 in the October 2026 data, up 170%.
Total employees: 7 in October 2021 and 17 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $455,911,264 to $805,034,607 (+77%).
- Employees performing advisory functions went from 6 to 11.
- Added an office in Glen Allen, VA.
- Added an office in Pooler, GA.
- Registered or notice-filed in CA, FL.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Strathmore Capital Advisors (CRD 135008): Form ADV filing data as of October 2026.