# Stratford Investment Advisory Group, Inc.

> Stratford Investment Advisory Group, Inc. is a state-registered investment advisory firm in Mt. Prospect, IL, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 14, 2026.

- CRD: 111363
- Filed as: STRATFORD INVESTMENT ADVISORY GROUP, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Mt. Prospect, IL
- Filing period: October 2026
- Form ADV filing dated: March 14, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/111363
- AdvisorCensus page: https://advisorcensus.com/firm/stratford-investment-advisory-group-inc-mt-prospect-il-111363

## Quick answers

**How is Stratford Investment Advisory Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Stratford Investment Advisory Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Stratford Investment Advisory Group, Inc. located?**
Stratford Investment Advisory Group, Inc.'s principal office is in Mt. Prospect, IL, according to its Form ADV.

**Is Stratford Investment Advisory Group, Inc. registered with the SEC or a state?**
Stratford Investment Advisory Group, Inc. is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 111363.

**How much does Stratford Investment Advisory Group, Inc. manage?**
Stratford Investment Advisory Group, Inc. reports $29,823,278 in regulatory assets under management in its Form ADV filing dated March 14, 2026 (98% discretionary).

**How have Stratford Investment Advisory Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Stratford Investment Advisory Group, Inc.: Regulatory assets under management: $171,057,155 in the October 2021 data and $29,823,278 in the October 2026 data, down 83%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Stratford Investment Advisory Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (17); individuals (other than high net worth individuals) (13).

**Does Stratford Investment Advisory Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/111363

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $29,823,278
- Discretionary: $29,271,484
- Non-discretionary: $551,794

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $1,508,384 |
| High net worth individuals | 17 | $28,314,894 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $171,057,155 | 1 | March 31, 2021 |
| October 2022 | $167,345,889 | 1 | March 28, 2022 |
| October 2026 | $29,823,278 | 1 | March 14, 2026 |

Regulatory assets under management: $171,057,155 in the October 2021 data and $29,823,278 in the October 2026 data, down 83%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stratford Investment Advisory Group, Inc. (CRD 111363): Form ADV filing data as of October 2026.