{
  "crd_number": 124636,
  "slug": "strategicpoint-investment-advisors-llc-providence-ri-124636",
  "primary_business_name": "STRATEGICPOINT INVESTMENT ADVISORS LLC",
  "legal_name": "STRATEGIC POINT INVESTMENT ADVISORS LLC",
  "dbas": [],
  "city": "Providence",
  "state": "RI",
  "country": "United States",
  "cbsa_code": "39300",
  "metro": {
    "cbsa_code": "39300",
    "common_name": "Providence",
    "msa_name": "Providence-Warwick, RI-MA",
    "path": "/advisors/ri/providence"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2002-12-31",
  "years_registered": 23,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 914758697.0,
  "raum_discretionary": 914758697.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 12,
  "advisory_employees": 6,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 171173686.0,
      "count": 401
    },
    "pension_profit_sharing": {
      "raum": 5500543.0,
      "count": 3
    },
    "high_net_worth_individuals": {
      "raum": 738084468.0,
      "count": 305
    }
  },
  "compensation_types": [
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CT",
    "FL",
    "MA",
    "MD",
    "ME",
    "NC",
    "NH",
    "NY",
    "RI",
    "TX",
    "VA"
  ],
  "websites": [
    "https://facebook.com/STRATEGICPOINTINVESTMENTADVISORS",
    "https://focusfinancialpartners.com",
    "https://linkedin.com/COMPANY/2064318",
    "https://linkedin.com/COMPANY/STRATEGICPOINT-INVESTMENT-ADVISORS",
    "https://linkedin.com/company/focus-financial-partners",
    "https://strategicpoint.com",
    "https://twitter.com/derekamey",
    "https://twitter.com/focusfinancial",
    "https://vimeo.com/user16039654"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/124636",
  "city_as_filed": "PROVIDENCE",
  "url": "https://advisorcensus.com/firm/strategicpoint-investment-advisors-llc-providence-ri-124636",
  "display_name": "Strategicpoint Investment Advisors LLC",
  "summary": "Strategicpoint Investment Advisors LLC is an SEC-registered investment advisory firm in Providence, RI, registered since 2002, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Strategicpoint Investment Advisors LLC (CRD 124636): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Strategicpoint Investment Advisors LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Strategicpoint Investment Advisors LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other."
    },
    {
      "q": "How much does Strategicpoint Investment Advisors LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Hourly rate: $300 an hour (financial plan). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Strategicpoint Investment Advisors LLC located?",
      "a": "Strategicpoint Investment Advisors LLC's principal office is in Providence, RI, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Strategicpoint Investment Advisors LLC registered with the SEC or a state?",
      "a": "Strategicpoint Investment Advisors LLC is an SEC-registered investment advisory firm, registered since 2002. Status as filed: Approved. CRD 124636."
    },
    {
      "q": "How much does Strategicpoint Investment Advisors LLC manage?",
      "a": "Strategicpoint Investment Advisors LLC reports $914,758,697 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Strategicpoint Investment Advisors LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Strategicpoint Investment Advisors LLC: Regulatory assets under management: $648,314,253 in the October 2021 data and $914,758,697 in the October 2026 data, up 41%. Total employees: 12 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Strategicpoint Investment Advisors LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (401); high net worth individuals (305); pension and profit sharing plans (but not the plan participants or government pension plans) (3)."
    },
    {
      "q": "Which custodians does Strategicpoint Investment Advisors LLC use?",
      "a": "Strategicpoint Investment Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Strategicpoint Investment Advisors LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124636"
    },
    {
      "q": "Does Strategicpoint Investment Advisors LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"SPIA generally requires a minimum of $250,000 of assets under management for each client relationship.\" \"SPIA generally requires a minimum of $250,000 of assets under management for each client relationship but reserves the discretion to waive the minimum on a case-by-case basis.\""
    },
    {
      "q": "What changed in Strategicpoint Investment Advisors LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $806,366,242 to $914,758,697 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 648314253.0,
      "total_employees": 12,
      "filing_date": "2021-09-03"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 751788800.0,
      "total_employees": 13,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 637570364.0,
      "total_employees": 13,
      "filing_date": "2023-09-19"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 716766644.0,
      "total_employees": 12,
      "filing_date": "2024-06-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 806366242.0,
      "total_employees": 12,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 914758697.0,
      "total_employees": 12,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $806,366,242 to $914,758,697 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$250,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $300 an hour (financial plan)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $250,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "SPIA generally requires a minimum of $250,000 of assets under management for each client relationship.",
          "SPIA generally requires a minimum of $250,000 of assets under management for each client relationship but reserves the discretion to waive the minimum on a case-by-case basis."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $300 an hour (financial plan)"
        ],
        "quotes": [
          "The fee for a financial plan is $300.00 per hour."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 250000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 300.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial plan"
        }
      ]
    },
    "quotes": [
      "SPIA generally requires a minimum of $250,000 of assets under management for each client relationship.",
      "SPIA generally requires a minimum of $250,000 of assets under management for each client relationship but reserves the discretion to waive the minimum on a case-by-case basis.",
      "The fee for a financial plan is $300.00 per hour."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/strategicpoint-investment-advisors-llc-providence-ri-124636.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 401,
      "fewer_than_5": false,
      "raum": 171173686.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 305,
      "fewer_than_5": false,
      "raum": 738084468.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 3,
      "fewer_than_5": false,
      "raum": 5500543.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/124636",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}