# Strategic Wealth Planning

> Strategic Wealth Planning is an SEC-registered investment advisory firm in Richardson, TX, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 149134
- Filed as: STRATEGIC WEALTH PLANNING
- Legal name: Blum Financial, LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Richardson, TX
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149134
- AdvisorCensus page: https://advisorcensus.com/firm/strategic-wealth-planning-richardson-tx-149134

## Quick answers

**How is Strategic Wealth Planning compensated?**
On its Form ADV (Item 5.E, October 2026), Strategic Wealth Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Strategic Wealth Planning located?**
Strategic Wealth Planning's principal office is in Richardson, TX, according to its Form ADV.

**Is Strategic Wealth Planning registered with the SEC or a state?**
Strategic Wealth Planning is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 149134.

**How much does Strategic Wealth Planning manage?**
Strategic Wealth Planning reports $208,600,000 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (88% discretionary).

**How have Strategic Wealth Planning's assets and staff changed since 2021?**
In the Form ADV data for Strategic Wealth Planning: Regulatory assets under management: $122,249,000 in the October 2021 data and $208,600,000 in the October 2026 data, up 71%. Total employees: 8 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Strategic Wealth Planning serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (100); individuals (other than high net worth individuals) (96).

**Which custodians does Strategic Wealth Planning use?**
Strategic Wealth Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Investments and Vantage Retirement Plans as custodians holding 10% or more of its separately managed account assets.

**Does Strategic Wealth Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149134

**Does Strategic Wealth Planning state an account minimum?**
Its Form ADV Part 2A brochure dated March 10, 2026 says: "We require a minimum initial investment of $100,000.00. However, our firm may allow accounts of members of the same household to be aggregated for purposes of determining the advisory fee and/or for meeting the minimum investment."

**What changed in Strategic Wealth Planning's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 1.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Account minimum: $100,000

> We require a minimum initial investment of $100,000.00. However, our firm may allow accounts of members of the same household to be aggregated for purposes of determining the advisory fee and/or for meeting the minimum investment.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Investments
- Vantage Retirement Plans

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $208,600,000
- Discretionary: $182,900,000
- Non-discretionary: $25,700,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 96 | $14,100,000 |
| High net worth individuals | 100 | $193,200,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,300,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2009 (17 years)
- Employees: 6 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- awealthplan.com
- strategicwealthplanning.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $122,249,000 | 8 | March 18, 2021 |
| October 2022 | $145,300,000 | 7 | March 15, 2022 |
| October 2023 | $151,200,000 | 7 | March 15, 2023 |
| October 2024 | $164,440,000 | 7 | March 12, 2024 |
| October 2025 | $200,500,000 | 8 | March 10, 2025 |
| October 2026 | $208,600,000 | 6 | March 10, 2026 |

Regulatory assets under management: $122,249,000 in the October 2021 data and $208,600,000 in the October 2026 data, up 71%.
Total employees: 8 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 1.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Strategic Wealth Planning (CRD 149134): Form ADV filing data as of October 2026.