{
  "crd_number": 149134,
  "slug": "strategic-wealth-planning-richardson-tx-149134",
  "primary_business_name": "STRATEGIC WEALTH PLANNING",
  "legal_name": "BLUM FINANCIAL, LP",
  "dbas": [],
  "city": "Richardson",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2009-01-08",
  "years_registered": 17,
  "period": "2026-10-01",
  "filing_date": "2026-03-10",
  "carried_forward": false,
  "raum_total": 208600000.0,
  "raum_discretionary": 182900000.0,
  "raum_non_discretionary": 25700000.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 6,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 14100000.0,
      "count": 96
    },
    "pension_profit_sharing": {
      "raum": 1300000.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 193200000.0,
      "count": 100
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://awealthplan.com",
    "https://strategicwealthplanning.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149134",
  "city_as_filed": "RICHARDSON",
  "url": "https://advisorcensus.com/firm/strategic-wealth-planning-richardson-tx-149134",
  "display_name": "Strategic Wealth Planning",
  "summary": "Strategic Wealth Planning is an SEC-registered investment advisory firm in Richardson, TX, registered since 2009, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.",
  "citation": "AdvisorCensus. Strategic Wealth Planning (CRD 149134): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Strategic Wealth Planning compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Strategic Wealth Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Strategic Wealth Planning charge?",
      "a": "Its Form ADV Part 2A brochure dated March 10, 2026 states: Flat fee: $750 to $10,000 a year (pension consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Strategic Wealth Planning located?",
      "a": "Strategic Wealth Planning's principal office is in Richardson, TX, according to its Form ADV."
    },
    {
      "q": "Is Strategic Wealth Planning registered with the SEC or a state?",
      "a": "Strategic Wealth Planning is an SEC-registered investment advisory firm, registered since 2009. Status as filed: Approved. CRD 149134."
    },
    {
      "q": "How much does Strategic Wealth Planning manage?",
      "a": "Strategic Wealth Planning reports $208,600,000 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (88% discretionary)."
    },
    {
      "q": "How have Strategic Wealth Planning's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Strategic Wealth Planning: Regulatory assets under management: $122,249,000 in the October 2021 data and $208,600,000 in the October 2026 data, up 71%. Total employees: 8 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Strategic Wealth Planning serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (100); individuals (other than high net worth individuals) (96)."
    },
    {
      "q": "Which custodians does Strategic Wealth Planning use?",
      "a": "Strategic Wealth Planning's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Investments and Vantage Retirement Plans as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Strategic Wealth Planning report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149134"
    },
    {
      "q": "Does Strategic Wealth Planning state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 10, 2026 says: \"We require a minimum initial investment of $100,000.00. However, our firm may allow accounts of members of the same household to be aggregated for purposes of determining the advisory fee and/or for meeting the minimum investment.\""
    },
    {
      "q": "What changed in Strategic Wealth Planning's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 1."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 122249000.0,
      "total_employees": 8,
      "filing_date": "2021-03-18"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 145300000.0,
      "total_employees": 7,
      "filing_date": "2022-03-15"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 151200000.0,
      "total_employees": 7,
      "filing_date": "2023-03-15"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 164440000.0,
      "total_employees": 7,
      "filing_date": "2024-03-12"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 200500000.0,
      "total_employees": 8,
      "filing_date": "2025-03-10"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 208600000.0,
      "total_employees": 6,
      "filing_date": "2026-03-10"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 1."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 10, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$100,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $750 to $10,000 a year (pension consulting services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $100,000"
        ],
        "quotes": [
          "We require a minimum initial investment of $100,000.00. However, our firm may allow accounts of members of the same household to be aggregated for purposes of determining the advisory fee and/or for meeting the minimum investment."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $750 to $10,000 a year (pension consulting services)"
        ],
        "quotes": [
          "We charge an annual flat fee for pension consulting services.  The initial yearly fee is established at the beginning of our client relationship. ... Our yearly fees range from $750.00 to $10,000.00."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 100000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": null,
          "min": 750.0,
          "max": 10000.0,
          "period": "annual",
          "service": "pension consulting services"
        }
      ]
    },
    "quotes": [
      "We require a minimum initial investment of $100,000.00. However, our firm may allow accounts of members of the same household to be aggregated for purposes of determining the advisory fee and/or for meeting the minimum investment.",
      "We charge an annual flat fee for pension consulting services.  The initial yearly fee is established at the beginning of our client relationship. ... Our yearly fees range from $750.00 to $10,000.00."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Fidelity Investments",
      "name_as_filed": "FIDELITY INVESTMENTS",
      "affiliated": false
    },
    {
      "name": "Vantage Retirement Plans",
      "name_as_filed": "VANTAGE RETIREMENT PLANS",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/strategic-wealth-planning-richardson-tx-149134.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 96,
      "fewer_than_5": false,
      "raum": 14100000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 100,
      "fewer_than_5": false,
      "raum": 193200000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": null,
      "fewer_than_5": true,
      "raum": 1300000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/149134",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}